Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- TWG SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867585 · IL
- UHLMANN PRICE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00850041 · IL
- VANAHEIM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870891 · IL
- VELES SECURITIES LLCActive Broker-Dealers · SEC file No. 00871288 · IL
- VERIT ADVISORS CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869433 · IL
- VESTGEN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871316 · IL
- WILLIAM BLAIR & COMPANY L.L.C.Active Broker-Dealers · SEC file No. 00802698 · IL
- WOLVERINE EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00865336 · IL
- WOLVERINE TRADING, LLCActive Broker-Dealers · SEC file No. 00847484 · IL
- WORLD EQUITY GROUP, INC.Active Broker-Dealers · SEC file No. 00844088 · IL
- X-CHANGE FINANCIAL ACCESS, LLCActive Broker-Dealers · SEC file No. 00865860 · IL
- XIDAR SECURITIES LLCActive Broker-Dealers · SEC file No. 00871186 · IL
- XMS CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867502 · IL
- XR SECURITIES LLCActive Broker-Dealers · SEC file No. 00867724 · IL
- ZIV INVESTMENT COMPANY LLCActive Broker-Dealers · SEC file No. 00818119 · IL