SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 201–250 of 284 matchingSource: SEC Company Information About Active Broker-Dealers
- POD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871381 · FL
- PORTFOLIO RESOURCES GROUP, INC.Active Broker-Dealers · SEC file No. 00845380 · FL
- POTOMAC INVESTMENT COMPANYActive Broker-Dealers · SEC file No. 00830830 · FL
- PREVAIL CAPITAL LLCActive Broker-Dealers · SEC file No. 00867378 · FL
- PRIMUS FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870491 · FL
- PRIVAL SECURITIES USA, INC.Active Broker-Dealers · SEC file No. 00871396 · FL
- PROMETHEUS FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870691 · FL
- PROPEL ADVISORY GROUP, INC.Active Broker-Dealers · SEC file No. 00869124 · FL
- PROSPECTA EQUITY PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871214 · FL
- PUENTE SERVICIOS FINANCIEROS LLCActive Broker-Dealers · SEC file No. 00870412 · FL
- PWA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870938 · FL
- QUANTRIVER FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00868590 · FL
- R.M. STARK & CO., INC.Active Broker-Dealers · SEC file No. 00822543 · FL
- RAINMAKER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866667 · FL
- RAYMOND JAMES & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00810999 · FL
- RAYMOND JAMES FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00817983 · FL
- REGIONAL INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00851588 · FL
- RIALTO MARKETS LLCActive Broker-Dealers · SEC file No. 00869756 · FL
- RISE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00867787 · FL
- ROBINHOOD FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00869188 · FL
- ROBINHOOD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869916 · FL
- ROCKFLEET FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00868139 · FL
- S2K FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869628 · FL
- SABADELL SECURITIES USA, INC.Active Broker-Dealers · SEC file No. 00867975 · FL
- SANCTUARY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00822752 · FL
- SATURN CAPITAL, INC.Active Broker-Dealers · SEC file No. 00832136 · FL
- SCHLITT INVESTOR SERVICES, INC.Active Broker-Dealers · SEC file No. 00834202 · FL
- SEABROOK PARTNERS LLCActive Broker-Dealers · SEC file No. 00868807 · FL
- SECURITIES CLUB BROKER-DEALER, LLCActive Broker-Dealers · SEC file No. 00869814 · FL
- SECURITIZE MARKETS, LLCActive Broker-Dealers · SEC file No. 00869743 · FL
- SEMINARIO SECURITIES LLCActive Broker-Dealers · SEC file No. 00870773 · FL
- SENTINEL BROKERS COMPANY, INC.Active Broker-Dealers · SEC file No. 00849005 · FL
- SERENDIPITY SECURITIES LLCActive Broker-Dealers · SEC file No. 00871292 · FL
- SHEARSON FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00848313 · FL
- SHILOH ADVISORS INC.Active Broker-Dealers · SEC file No. 00871403 · FL
- SIMETRIA SECURITIES LLCActive Broker-Dealers · SEC file No. 00868982 · FL
- SINE QUA NON CAPITAL LLCActive Broker-Dealers · SEC file No. 00871223 · FL
- SKYWAY CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00865702 · FL
- SNOWBRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870363 · FL
- SOUND INCOME WEALTH, LLCActive Broker-Dealers · SEC file No. 00871366 · FL
- SPENCER CLARKE LLCActive Broker-Dealers · SEC file No. 00849362 · FL
- ST GLOBAL MARKETS USA LLCActive Broker-Dealers · SEC file No. 00871021 · FL
- STARK FINANCIAL INDUSTRIES LLCActive Broker-Dealers · SEC file No. 00841598 · FL
- STATETRUST INVESTMENTS INC.Active Broker-Dealers · SEC file No. 00852954 · FL
- STILLPOINT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866688 · FL
- STOCKKINGS CAPITAL LLCActive Broker-Dealers · SEC file No. 00869100 · FL
- STONELIVING SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868551 · FL
- STONEX FINANCIAL INC.Active Broker-Dealers · SEC file No. 00851269 · FL
- STONEX INTERNATIONAL SECURITIES INC.Active Broker-Dealers · SEC file No. 00867840 · FL
- SUNDIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00868894 · FL