SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 215 matchingSource: SEC Company Information About Active Broker-Dealers
- MIDDLE MARKET TRANSACTIONS, INC.Active Broker-Dealers · SEC file No. 00866675 · IL
- MIDWESTERN SECURITIES TRADING COMPANY, LLCActive Broker-Dealers · SEC file No. 00852074 · IL
- MILLIMAN INVESTMENT MANAGEMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00870078 · IL
- MONERE INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00852982 · IL
- MONROE FINANCIAL PARTNERS, INC.Active Broker-Dealers · SEC file No. 00814045 · IL
- MWA FINANCIAL SERVICES INC.Active Broker-Dealers · SEC file No. 00853255 · IL
- NATISA SECURITIES LLCActive Broker-Dealers · SEC file No. 00871010 · IL
- NORTH SOUTH CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867979 · IL
- NORTHERN TRUST SECURITIES, INC.Active Broker-Dealers · SEC file No. 00823689 · IL
- NUVEEN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00813464 · IL
- OBERWEIS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849679 · IL
- OLD MISSION CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867867 · IL
- OLD MISSION MARKETS LLCActive Broker-Dealers · SEC file No. 00869691 · IL
- OPTIVER EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00870932 · IL
- OPTIVER US LLCActive Broker-Dealers · SEC file No. 00866083 · IL
- P & M CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00866239 · IL
- PAS CAPITAL , LLCActive Broker-Dealers · SEC file No. 00849463 · IL
- PEAK6 CAPITAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00850422 · IL
- PEAKSTONE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868835 · IL
- PERFORMANCE TRUST CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00847035 · IL
- PHILLIP CAPITAL INC.Active Broker-Dealers · SEC file No. 00869558 · IL
- PMA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844905 · IL
- PRAIRIE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868889 · IL
- PRIME CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870570 · IL
- PROSPERUM SECURITIES LLC DBA AVANT-GARDE TRADING SECURITIESActive Broker-Dealers · SEC file No. 00870068 · IL
- PTI SECURITIES & FUTURES L.P.Active Broker-Dealers · SEC file No. 00844412 · IL
- QUINCY WELLS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871322 · IL
- RAPID EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00869485 · IL
- REGAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00821765 · IL
- REGIMENT SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00870607 · IL
- REPUBLIC PARTNERS, LLCActive Broker-Dealers · SEC file No. 00869677 · IL
- ROMANO BROTHERS AND COMPANYActive Broker-Dealers · SEC file No. 00814213 · IL
- ROTHSCHILD INVESTMENT LLCActive Broker-Dealers · SEC file No. 00816429 · IL
- SF INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00834069 · IL
- SHANNON ADVISORS LLCActive Broker-Dealers · SEC file No. 00868243 · IL
- SIKICH CORPORATE FINANCE LLCActive Broker-Dealers · SEC file No. 00868096 · IL
- SIMPLEX TRADING, LLCActive Broker-Dealers · SEC file No. 00868556 · IL
- SNC CAPITAL MANAGEMENT CORP.Active Broker-Dealers · SEC file No. 00833866 · IL
- SOLIC CAPITAL LLCActive Broker-Dealers · SEC file No. 00868942 · IL
- SPIDERROCK EXS, LLCActive Broker-Dealers · SEC file No. 00868062 · IL
- STARSHAK WINZENBURG & COActive Broker-Dealers · SEC file No. 00842370 · IL
- STATE FARM VP MANAGEMENT CORP.Active Broker-Dealers · SEC file No. 00850128 · IL
- STELLA PARTNERS LLCActive Broker-Dealers · SEC file No. 00870196 · IL
- SUMO CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867809 · IL
- TASTYTRADE, INC.Active Broker-Dealers · SEC file No. 00869649 · IL
- TD FINANCIAL PRODUCTS LLCActive Broker-Dealers · SEC file No. 00868677 · IL
- THOMA BRAVO CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870612 · IL
- TJM INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00851370 · IL
- TRIPLE P SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871006 · IL
- TRIUMPH CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871147 · IL