SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 284 matchingSource: SEC Company Information About Active Broker-Dealers
- KOVACK SECURITIES INC.Active Broker-Dealers · SEC file No. 00850847 · FL
- KYBORA CAPITAL LLCActive Broker-Dealers · SEC file No. 00871442 · FL
- LAFISE SECURITIES LLCActive Broker-Dealers · SEC file No. 00853506 · FL
- LAMPOST CAPITAL, L.C.Active Broker-Dealers · SEC file No. 00850382 · FL
- LAS OLAS CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870155 · FL
- LATIN SECURITIES INC.Active Broker-Dealers · SEC file No. 00869086 · FL
- LCG Capital Advisors, LLCActive Broker-Dealers · SEC file No. 00866213 · FL
- LEXINGTON PARK CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868925 · FL
- LIQUIDITY.IO, LLCActive Broker-Dealers · SEC file No. 00870000 · FL
- MARIVA CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868774 · FL
- MARKET SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869765 · FL
- MBS CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868690 · FL
- MCDERMOTT INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00868683 · FL
- MEMX EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00870449 · FL
- MERAKI GLOBAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00870160 · FL
- MFR SECURITIES, INC.Active Broker-Dealers · SEC file No. 00847186 · FL
- MIURA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867793 · FL
- MONEY CONCEPTS CAPITAL CORPActive Broker-Dealers · SEC file No. 00829671 · FL
- MONEY.NET SECURITIES LLCActive Broker-Dealers · SEC file No. 00870836 · FL
- MORA CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00868910 · FL
- MURIEL SIEBERT & CO., LLCActive Broker-Dealers · SEC file No. 00814900 · FL
- NELSON IVEST BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00826448 · FL
- NETREX CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869037 · FL
- NEWBRIDGE SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00852538 · FL
- NOBLE CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00832706 · FL
- NOMAD INVESTMENT SERVICESActive Broker-Dealers · SEC file No. 00871067 · FL
- NORTHBOUND SECURITIES LLCActive Broker-Dealers · SEC file No. 00870710 · FL
- NOVA CAPITAL SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00869575 · FL
- NUORION CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870770 · FL
- OAKPOINT SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00869477 · FL
- OAKWOOD CAPITAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00838631 · FL
- OCEAN FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00869092 · FL
- OCP CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867556 · FL
- OLD GREENWICH PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865717 · FL
- ONPEAK CAPITAL LLCActive Broker-Dealers · SEC file No. 00870565 · FL
- ORTEX SECURITIES LLCActive Broker-Dealers · SEC file No. 00870978 · FL
- PACIFIC FINANCIAL ASSOCIATES NV, INC.Active Broker-Dealers · SEC file No. 00840712 · FL
- PALAFOX TRADING LLCActive Broker-Dealers · SEC file No. 00866420 · FL
- PALMETTO ADVISORY GROUP, LLCActive Broker-Dealers · SEC file No. 00868240 · FL
- PANTHERS CAPITAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00871353 · FL
- PAR5 CAPITAL & CO LLCActive Broker-Dealers · SEC file No. 00866850 · FL
- PCE INVESTMENT BANKERS, INC.Active Broker-Dealers · SEC file No. 00851030 · FL
- PEAK BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00868829 · FL
- PEI GLOBAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870159 · FL
- PERIGEE SECURITIES LPActive Broker-Dealers · SEC file No. 00865574 · FL
- PERKINS FUND MARKETING, L.L.C.Active Broker-Dealers · SEC file No. 00851126 · FL
- PHCP, LLCActive Broker-Dealers · SEC file No. 00870289 · FL
- PLANNER SECURITIES LLCActive Broker-Dealers · SEC file No. 00847498 · FL
- PLP CAPITAL, LLCActive Broker-Dealers · SEC file No. 00848460 · FL
- PLURAL BROKERAGE LLCActive Broker-Dealers · SEC file No. 00870728 · FL