Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- STERLING, GRACE MUNICIPAL SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00820003 · NJ
- STONINGTON DRIVE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869914 · NJ
- STRAUS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866973 · NJ
- STURDIVANT & CO. INC.Active Broker-Dealers · SEC file No. 00841204 · NJ
- SUMRIDGE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868454 · NJ
- T.R. WINSTON & COMPANY, LLCActive Broker-Dealers · SEC file No. 00827519 · NJ
- TANGENT CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867885 · NJ
- THE GMS GROUP, LLCActive Broker-Dealers · SEC file No. 00823936 · NJ
- THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.Active Broker-Dealers · SEC file No. 00849352 · NJ
- THE WINNING EDGE FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00846743 · NJ
- THEMIS TRADING LLCActive Broker-Dealers · SEC file No. 00865260 · NJ
- THINK ALPHA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870292 · NJ
- THREE BROTHERS TRADING, LLCActive Broker-Dealers · SEC file No. 00869279 · NJ
- TOR BROKERAGE LLCActive Broker-Dealers · SEC file No. 00866903 · NJ
- TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLCActive Broker-Dealers · SEC file No. 00870811 · NJ
- TZERO DIGITAL ASSET SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870879 · NJ
- TZERO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865585 · NJ
- UBS SECURITIES LLCActive Broker-Dealers · SEC file No. 00822651 · NJ
- UOB KAY HIAN (U.S.) INC.Active Broker-Dealers · SEC file No. 00865981 · NJ
- VBC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844141 · NJ
- VELOCITY CLEARING, LLCActive Broker-Dealers · SEC file No. 00865894 · NJ
- WATERMILL INSTITUTIONAL TRADING LLCActive Broker-Dealers · SEC file No. 00868311 · NJ
- WEALTH HOUSE CAPITAL INC.Active Broker-Dealers · SEC file No. 00870973 · NJ
- WHITEMARSH CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00865988 · NJ
- WITHUM CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871044 · NJ
- WOLF A. POPPER, INC.Active Broker-Dealers · SEC file No. 00850915 · NJ
- WORLD INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00838377 · NJ
- XORRO LLCActive Broker-Dealers · SEC file No. 00871400 · NJ
- YORKVILLE IVES & CO., LLCActive Broker-Dealers · SEC file No. 00871241 · NJ