SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 215 matchingSource: SEC Company Information About Active Broker-Dealers
- HILCO CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00869699 · IL
- HMP CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871088 · IL
- HORACE MANN INVESTORS, INC.Active Broker-Dealers · SEC file No. 00806082 · IL
- HOULIHAN CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868762 · IL
- HOVDE GROUP, LLCActive Broker-Dealers · SEC file No. 00841597 · IL
- HSBC SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00841562 · IL
- HURON TRANSACTION ADVISORY LLCActive Broker-Dealers · SEC file No. 00869237 · IL
- IASG ALTERNATIVES, LLCActive Broker-Dealers · SEC file No. 00869601 · IL
- IHT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870256 · IL
- IMC EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00870343 · IL
- IMC SECURITIES LLCActive Broker-Dealers · SEC file No. 00867680 · IL
- IMC-CHICAGO, LLCActive Broker-Dealers · SEC file No. 00852600 · IL
- INLAND SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00832775 · IL
- INNER CIRCLE SPORTS LLCActive Broker-Dealers · SEC file No. 00866043 · IL
- INSIGHT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00816247 · IL
- INSPEREX LLCActive Broker-Dealers · SEC file No. 00852081 · IL
- INVESTMENT PLANNERS, INC.Active Broker-Dealers · SEC file No. 00835642 · IL
- JAMES T. BORELLO & CO.Active Broker-Dealers · SEC file No. 00843398 · IL
- JAYPEE INTERNATIONAL, INC.Active Broker-Dealers · SEC file No. 00866945 · IL
- JONES LANG LASALLE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865341 · IL
- JOSEPH EDEN CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870574 · IL
- JUMP EXECUTION, LLCActive Broker-Dealers · SEC file No. 00870668 · IL
- JUMP TRADING, LLCActive Broker-Dealers · SEC file No. 00852989 · IL
- JVM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870032 · IL
- KIMBANK CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00871321 · IL
- KPMG CORPORATE FINANCE LLCActive Broker-Dealers · SEC file No. 00852462 · IL
- KROLL SECURITIES LLCActive Broker-Dealers · SEC file No. 00847558 · IL
- LAKESHORE SECURITIES, L.P.Active Broker-Dealers · SEC file No. 00828820 · IL
- LAMBERSON CAPITAL LLCActive Broker-Dealers · SEC file No. 00869698 · IL
- LANDOLT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00843645 · IL
- LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00868856 · IL
- LASALLE ST SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00818860 · IL
- LBMZ SECURITIES, INC.Active Broker-Dealers · SEC file No. 00823266 · IL
- LEGIONNAIRE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870130 · IL
- LENOX FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00847204 · IL
- LINCOLN INTERNATIONAL LLCActive Broker-Dealers · SEC file No. 00849671 · IL
- LIVINGFREE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871055 · IL
- LOOP CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00850140 · IL
- M1 FINANCE LLCActive Broker-Dealers · SEC file No. 00869670 · IL
- MA SECURITIES LLCActive Broker-Dealers · SEC file No. 00871405 · IL
- MACK INVESTMENT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00835536 · IL
- MARATHON CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00852256 · IL
- MARC J. LANE & COMPANYActive Broker-Dealers · SEC file No. 00833465 · IL
- MARCH CAPITAL CORP.Active Broker-Dealers · SEC file No. 00841173 · IL
- MATRIX EXECUTIONS, LLCActive Broker-Dealers · SEC file No. 00848255 · IL
- MAVEN GLOBAL MARKETS TRADING LLPActive Broker-Dealers · SEC file No. 00870825 · IL
- MCNALLY CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869010 · IL
- MESIROW FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00828816 · IL
- METRONOME SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868947 · IL
- METROPOLITAN CAPITAL INVESTMENT BANC, INC.Active Broker-Dealers · SEC file No. 00868075 · IL