SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 296 matchingSource: SEC Company Information About Active Broker-Dealers
- FINANCIAL SENSE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848630 · CA
- FMN CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00848082 · CA
- FOREST ROAD SECURITIES BD LLCActive Broker-Dealers · SEC file No. 00867993 · CA
- FORGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00866846 · CA
- FORTUNE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849208 · CA
- FREC SECURITIES LLCActive Broker-Dealers · SEC file No. 00870797 · CA
- FTP SECURITIES LLCActive Broker-Dealers · SEC file No. 00866218 · CA
- FWS RETIREMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00868491 · CA
- G.W. SHERWOLD ASSOCIATES, INCActive Broker-Dealers · SEC file No. 00849740 · CA
- GALT FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00867863 · CA
- GCMI SECURITIES CORP.Active Broker-Dealers · SEC file No. 00867225 · CA
- GERWIN GROUP, INC.Active Broker-Dealers · SEC file No. 00840282 · CA
- GILMARTIN FINANCIAL LLCActive Broker-Dealers · SEC file No. 00870713 · CA
- GLENDALE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00865604 · CA
- GLOBALINK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844509 · CA
- GLOBALIST CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868478 · CA
- GP BULLHOUND INC.Active Broker-Dealers · SEC file No. 00867930 · CA
- GREAT PACIFIC SECURITIESActive Broker-Dealers · SEC file No. 00844398 · CA
- GREENBRIER DIVERSIFIED, INC.Active Broker-Dealers · SEC file No. 00836266 · CA
- GREIF & CO.Active Broker-Dealers · SEC file No. 00844862 · CA
- GRIFFIN CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00847891 · CA
- GRIFFINEST ASIA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866571 · CA
- GROWTH PARTNERS, INC.Active Broker-Dealers · SEC file No. 00851124 · CA
- GROWTHPOINT TECHNOLOGY PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867086 · CA
- GT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853527 · CA
- GUSTO BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00871305 · CA
- HAMILTON GRANT LLCActive Broker-Dealers · SEC file No. 00869192 · CA
- HANSON MCCLAIN RETIREMENT NETWORK, LLCActive Broker-Dealers · SEC file No. 00852250 · CA
- HIGGINS CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00848921 · CA
- HILL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871444 · CA
- HONEY BADGER INVESTMENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869838 · CA
- HOULIHAN LOKEY CAPITAL, INC.Active Broker-Dealers · SEC file No. 00835643 · CA
- HUDSON CAPITAL ADVISORS BD LLCActive Broker-Dealers · SEC file No. 00866595 · CA
- I5EQUITYActive Broker-Dealers · SEC file No. 00870216 · CA
- ICON CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00818148 · CA
- IFAST SECURITIES US CORPORATIONActive Broker-Dealers · SEC file No. 00871137 · CA
- IM GLOBAL US DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00870266 · CA
- IMPERIAL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00850397 · CA
- IMPERII SECURITIES LLCActive Broker-Dealers · SEC file No. 00870817 · CA
- INDEPENDENT FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00822870 · CA
- INFINITY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867647 · CA
- INSTITUTIONAL BOND NETWORK, LLCActive Broker-Dealers · SEC file No. 00869609 · CA
- INTEGRAL FINANCIAL LLCActive Broker-Dealers · SEC file No. 00865284 · CA
- INTEGRITY BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00853604 · CA
- INTREPID INVESTMENT BANKERS LLCActive Broker-Dealers · SEC file No. 00868674 · CA
- INVESTMENT PLACEMENT GROUPActive Broker-Dealers · SEC file No. 00830700 · CA
- INVESTMENT SECURITY CORPORATIONActive Broker-Dealers · SEC file No. 00851832 · CA
- J K R & COMPANY, INC.Active Broker-Dealers · SEC file No. 00824191 · CA
- J. WOOD CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00869348 · CA
- J.K. FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00852214 · CA