SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 914 matchingSource: SEC Company Information About Active Broker-Dealers
- ARCOLA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867940 · NY
- ARCSTONE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870439 · NY
- ARCTIC SECURITIES LLCActive Broker-Dealers · SEC file No. 00869571 · NY
- ARDEA PARTNERS LPActive Broker-Dealers · SEC file No. 00869761 · NY
- ARDOUR CAPITAL INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00865317 · NY
- ARENA FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00869682 · NY
- ARK GLOBAL, LLCActive Broker-Dealers · SEC file No. 00869520 · NY
- ARROW ANALYTICS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871330 · NY
- ARROW INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00851250 · NY
- ARTIST CAPITAL LLCActive Broker-Dealers · SEC file No. 00868598 · NY
- ASBURY CAPITAL LLCActive Broker-Dealers · SEC file No. 00867435 · NY
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATIONActive Broker-Dealers · SEC file No. 00868490 · NY
- ASHTON THOMAS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00834261 · NY
- ASPEN ALPINE CAPITAL LLCActive Broker-Dealers · SEC file No. 00870805 · NY
- ASTORIA CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00851033 · NY
- ASTRIS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870306 · NY
- ATLAS STRATEGIC ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867183 · NY
- ATOMIC BROKERAGE LLCActive Broker-Dealers · SEC file No. 00870799 · NY
- AUERBACH GRAYSON & COMPANY LLCActive Broker-Dealers · SEC file No. 00845136 · NY
- AUTOMATED EQUITY FINANCE MARKETS, INC.Active Broker-Dealers · SEC file No. 00867941 · NY
- AVATAR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867932 · NY
- AVENDUS CAPITAL, INC.Active Broker-Dealers · SEC file No. 00868226 · NY
- AVIOR CAPITAL MARKETS US, LLCActive Broker-Dealers · SEC file No. 00869513 · NY
- AXIOM CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00842638 · NY
- AXIS CAPITAL USA, LLCActive Broker-Dealers · SEC file No. 00870083 · NY
- BAADER HELVEA INC.Active Broker-Dealers · SEC file No. 00866540 · NY
- BAIRD STRATEGAS LLCActive Broker-Dealers · SEC file No. 00868138 · NY
- BAMBOO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870899 · NY
- BARCLAYS CAPITAL INC.Active Broker-Dealers · SEC file No. 00841342 · NY
- BARNETT & PARTNERS ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866217 · NY
- BARON CAPITAL, INC.Active Broker-Dealers · SEC file No. 00827533 · NY
- BAY CREST PARTNERS, LLCActive Broker-Dealers · SEC file No. 00848931 · NY
- BBVA SECURITIES INC.Active Broker-Dealers · SEC file No. 00842857 · NY
- BC PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870308 · NY
- BDA ADVISORS INC.Active Broker-Dealers · SEC file No. 00869049 · NY
- BEACONS STRATEGIC CAPITAL, INC.Active Broker-Dealers · SEC file No. 00841221 · NY
- BEECH HILL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00841389 · NY
- BEEHIVE TRADING, LLCActive Broker-Dealers · SEC file No. 00871168 · NY
- BELL POTTER SECURITIES (US) LLCActive Broker-Dealers · SEC file No. 00869991 · NY
- BELLE HAVEN INVESTMENTS, L.P.Active Broker-Dealers · SEC file No. 00844222 · NY
- BELZBERG CAPITAL LLCActive Broker-Dealers · SEC file No. 00870948 · NY
- BENEDETTO, GARTLAND & COMPANY, INC.Active Broker-Dealers · SEC file No. 00840919 · NY
- BENTALLGREENOAK REAL ESTATE US LLCActive Broker-Dealers · SEC file No. 00868869 · NY
- BERENBERG CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868821 · NY
- BERENSON & COMPANY, LLCActive Broker-Dealers · SEC file No. 00843368 · NY
- BERKERY NOYES SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868750 · NY
- Berkshire Global Advisors LPActive Broker-Dealers · SEC file No. 00865641 · NY
- BERNARD L. MADOFF INVESTMENT SECURITIES LLCActive Broker-Dealers · SEC file No. 00808132 · NY
- BERNSTEIN INSTITUTIONAL SERVICES LLCActive Broker-Dealers · SEC file No. 00871053 · NY
- BESSEMER INVESTOR SERVICES, INC.Active Broker-Dealers · SEC file No. 00835199 · NY