SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 101 matchingSource: SEC Company Information About Active Broker-Dealers
- JOHN HANCOCK DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00815826 · MA
- JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00843582 · MA
- KAUFMAN & COMPANY, LLCActive Broker-Dealers · SEC file No. 00827911 · MA
- LEERINK PARTNERS LLCActive Broker-Dealers · SEC file No. 00848535 · MA
- LEVEL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869476 · MA
- LOCKEBRIDGE PARTNERS, INC.Active Broker-Dealers · SEC file No. 00867533 · MA
- LOCUST WALK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868771 · MA
- LOOMIS SAYLES DISTRIBUTORS, L.P.Active Broker-Dealers · SEC file No. 00849575 · MA
- MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLCActive Broker-Dealers · SEC file No. 00868303 · MA
- MEC GLOBAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870418 · MA
- MFS FUND DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00845321 · MA
- MID ATLANTIC CLEARING & SETTLEMENT CORPORATIONActive Broker-Dealers · SEC file No. 00847758 · MA
- MIRUS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844085 · MA
- MML DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00848203 · MA
- MML INVESTORS SERVICES, LLCActive Broker-Dealers · SEC file No. 00827250 · MA
- MML STRATEGIC DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00869322 · MA
- MONUMENT GROUP, INC.Active Broker-Dealers · SEC file No. 00847248 · MA
- MOORS & CABOT, INC.Active Broker-Dealers · SEC file No. 00823060 · MA
- MORGAN PARTNERS LLCActive Broker-Dealers · SEC file No. 00869082 · MA
- N.E. PRIVATE CLIENT, LTDActive Broker-Dealers · SEC file No. 00866968 · MA
- NATIXIS DISTRIBUTION, LLCActive Broker-Dealers · SEC file No. 00846325 · MA
- NETCAPITAL SECURITIES INC.Active Broker-Dealers · SEC file No. 00871228 · MA
- NOLAN SECURITIES CORP.Active Broker-Dealers · SEC file No. 00843354 · MA
- NORTHERN CAPITAL SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00849130 · MA
- O'NEIL SECURITIES INCORPORATEDActive Broker-Dealers · SEC file No. 00811763 · MA
- OUTCOME CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852060 · MA
- P G BOOLE, LLCActive Broker-Dealers · SEC file No. 00867132 · MA
- PCF CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870040 · MA
- POWDER POINT FINANCIAL LLCActive Broker-Dealers · SEC file No. 00867715 · MA
- RACE ROCK CAPITAL LLCActive Broker-Dealers · SEC file No. 00868528 · MA
- SANTANDER SECURITIES LLCActive Broker-Dealers · SEC file No. 00849571 · MA
- SENTINEL SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00853142 · MA
- SHASTA PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865665 · MA
- SHEA & COMPANY, LLCActive Broker-Dealers · SEC file No. 00868319 · MA
- SHIELDS & COMPANY, INC.Active Broker-Dealers · SEC file No. 00844663 · MA
- SILVERWOOD PARTNERS LLCActive Broker-Dealers · SEC file No. 00853495 · MA
- SS&C MARKET SERVICES, LLCActive Broker-Dealers · SEC file No. 00840530 · MA
- STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00844744 · MA
- STATE STREET GLOBAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869862 · MA
- SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLCActive Broker-Dealers · SEC file No. 00869407 · MA
- TAPP ENGINE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870723 · MA
- THE NEW PENFACS INC.Active Broker-Dealers · SEC file No. 00867738 · MA
- THL CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870807 · MA
- Tritower Real Estate Capital, LLCActive Broker-Dealers · SEC file No. 00869683 · MA
- TULLY & HOLLAND, INCORPORATEDActive Broker-Dealers · SEC file No. 00844691 · MA
- U. S. BOSTON CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00815885 · MA
- WATERWAY CAPITAL LLCActive Broker-Dealers · SEC file No. 00866108 · MA
- WELLESLEY HILLS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870742 · MA
- WELLINGTON FUNDS DISTRIBUTORS INC.Active Broker-Dealers · SEC file No. 00868476 · MA
- WFS, LLCActive Broker-Dealers · SEC file No. 00853565 · MA