SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 215 matchingSource: SEC Company Information About Active Broker-Dealers
- CMD GLOBAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870432 · IL
- CODA MARKETS, INC.Active Broker-Dealers · SEC file No. 00847077 · IL
- COGNITIVE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866442 · IL
- COMHAR CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00851969 · IL
- CONSOLIDATED TRADING LLCActive Broker-Dealers · SEC file No. 00853610 · IL
- CORPORATE INVESTMENTS GROUP, INC.Active Broker-Dealers · SEC file No. 00848355 · IL
- CORRELL CO. INVESTMENT SERVICES CORP.Active Broker-Dealers · SEC file No. 00848507 · IL
- COUNTRY CAPITAL MANAGEMENT COMPANYActive Broker-Dealers · SEC file No. 00812645 · IL
- CTC EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00871452 · IL
- CTC, LLCActive Broker-Dealers · SEC file No. 00850758 · IL
- CULVERT CAPITAL LLCActive Broker-Dealers · SEC file No. 00870695 · IL
- CUMBERLAND SECURITIES LLCActive Broker-Dealers · SEC file No. 00831215 · IL
- DASH FINANCIAL TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00852503 · IL
- DASH PRIME LLCActive Broker-Dealers · SEC file No. 00849339 · IL
- DCM BROKERS, LLCActive Broker-Dealers · SEC file No. 00867640 · IL
- DELOITTE CORPORATE FINANCE LLCActive Broker-Dealers · SEC file No. 00853196 · IL
- DNA SECURITIES LLCActive Broker-Dealers · SEC file No. 00870670 · IL
- DONOVAN ELIZABETH MActive Broker-Dealers · SEC file No. 00824095 · IL
- DRESNER INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00846575 · IL
- DRW EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00870030 · IL
- DRW SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00851241 · IL
- DV EQUITIES, LLCActive Broker-Dealers · SEC file No. 00870659 · IL
- DV SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870393 · IL
- EGWELE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870521 · IL
- ELMCORE SECURITIES LLCActive Broker-Dealers · SEC file No. 00868946 · IL
- EVERLAKE DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00852029 · IL
- FAST EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00870471 · IL
- FCF SECURITIES AND DERIVATIVES LLCActive Broker-Dealers · SEC file No. 00868831 · IL
- FIRST ANALYSIS SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00827350 · IL
- FIRST TRUST PORTFOLIOS L.P.Active Broker-Dealers · SEC file No. 00843843 · IL
- FIS BROKERAGE & SECURITIES SERVICES LLCActive Broker-Dealers · SEC file No. 00852614 · IL
- FRONTIER ONE LLCActive Broker-Dealers · SEC file No. 00871243 · IL
- G1 EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00853174 · IL
- GAR WOOD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867143 · IL
- GBS RETIREMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00846433 · IL
- GELBER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00836696 · IL
- GEMINI CAPITAL L.L.C.Active Broker-Dealers · SEC file No. 00850996 · IL
- GENEVA STOCK, L.L.C.Active Broker-Dealers · SEC file No. 00852903 · IL
- GIGASTAR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871184 · IL
- GLADE POINT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871378 · IL
- GOLDEN GATE GLOBAL FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870903 · IL
- GREAT POINT CAPITAL LLCActive Broker-Dealers · SEC file No. 00853402 · IL
- GROUP ONE TRADING LLCActive Broker-Dealers · SEC file No. 00847762 · IL
- GRV SECURITIES LLCActive Broker-Dealers · SEC file No. 00867160 · IL
- HALO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869655 · IL
- HARBOR FUNDS DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00853339 · IL
- HARRIS ASSOCIATES SECURITIES LLCActive Broker-Dealers · SEC file No. 00819988 · IL
- HEADLANDS TECHNOLOGIES SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869969 · IL
- HEITMAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00829393 · IL
- HIGHTOWER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00853560 · IL