Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SMITH, BROWN & GROOVER, INC.Active Broker-Dealers · SEC file No. 00813079 · GA
- SYNOVUS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00834709 · GA
- THE STRATEGIC FINANCIAL ALLIANCE, INC.Active Broker-Dealers · SEC file No. 00865885 · GA
- TI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870431 · GA
- TIMBREL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870178 · GA
- TJ BENDER & COMPANY, INC.Active Broker-Dealers · SEC file No. 00870016 · GA
- TLG LENOX, LLCActive Broker-Dealers · SEC file No. 00866424 · GA
- TRADEPRO SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00852282 · GA
- TRAILMARK INC.Active Broker-Dealers · SEC file No. 00852864 · GA
- TRUIST INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00835355 · GA
- TRUIST SECURITIES, INC.Active Broker-Dealers · SEC file No. 00817212 · GA
- U.S. DISCOUNT BROKERAGE, INC.Active Broker-Dealers · SEC file No. 00848635 · GA
- VRA PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867489 · GA
- WALL STREET CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00829897 · GA
- WALNUT CREEK CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866521 · GA
- WEALTH SPACE ASSET MANAGEMENTActive Broker-Dealers · SEC file No. 00866008 · GA