SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
Showing 51–100 of 117 matchingSource: SEC Company Information About Active Broker-Dealers
- HARLEY CAPITAL LLCActive Broker-Dealers · SEC file No. 00870571 · CT
- HEDGEBAY SECURITIES LLCActive Broker-Dealers · SEC file No. 00865385 · CT
- HEG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871212 · CT
- HERBERT J. SIMS & CO, INC.Active Broker-Dealers · SEC file No. 00803315 · CT
- IBKR SECURITIES SERVICES LLCActive Broker-Dealers · SEC file No. 00828569 · CT
- ICR CAPITAL LLCActive Broker-Dealers · SEC file No. 00869583 · CT
- INTELLIGENT CROSS LLCActive Broker-Dealers · SEC file No. 00869970 · CT
- INTERACTIVE BROKERS CORP.Active Broker-Dealers · SEC file No. 00853615 · CT
- INTERACTIVE BROKERS LLCActive Broker-Dealers · SEC file No. 00847257 · CT
- J.M LUMMIS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850435 · CT
- KELSON CAPITAL LLCActive Broker-Dealers · SEC file No. 00868147 · CT
- M.M. DILLON & CO. LLCActive Broker-Dealers · SEC file No. 00837893 · CT
- MALLORY CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00853084 · CT
- MANOR PRIVATE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868117 · CT
- MC SQUARE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869374 · CT
- MCSA SECURITIES LLCActive Broker-Dealers · SEC file No. 00871352 · CT
- MIDDLEMARCH SECURITIES LLCActive Broker-Dealers · SEC file No. 00869758 · CT
- NATWEST MARKETS SECURITIES INC.Active Broker-Dealers · SEC file No. 00837135 · CT
- NEAR EARTH, LLCActive Broker-Dealers · SEC file No. 00865846 · CT
- OASIS PRO MARKETS LLCActive Broker-Dealers · SEC file No. 00868164 · CT
- OPTIMX SECURITIES LLCActive Broker-Dealers · SEC file No. 00870041 · CT
- OSAIC INSTITUTIONS, INC.Active Broker-Dealers · SEC file No. 00846661 · CT
- P.A.N. SECURITIES, LPActive Broker-Dealers · SEC file No. 00852964 · CT
- PHILOSMITH SECURITIES LLCActive Broker-Dealers · SEC file No. 00869669 · CT
- PRUDENTIAL ANNUITIES DISTRIBUTORS, INCActive Broker-Dealers · SEC file No. 00839058 · CT
- QUATTRO M SECURITIES INC.Active Broker-Dealers · SEC file No. 00848629 · CT
- REALTYX, LLCActive Broker-Dealers · SEC file No. 00870785 · CT
- RENAISSANCE MACRO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869079 · CT
- RONDEIVU SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870931 · CT
- SAF FINANCIAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869820 · CT
- SAMI BROKERAGE LLCActive Broker-Dealers · SEC file No. 00836472 · CT
- SAYBRUS EQUITY SERVICES, LLCActive Broker-Dealers · SEC file No. 00868521 · CT
- SEARLE & CO.Active Broker-Dealers · SEC file No. 00828600 · CT
- SHEARMAN, RALSTON INC.Active Broker-Dealers · SEC file No. 00821190 · CT
- SIGNUM GROWTH CAPITAL LLCActive Broker-Dealers · SEC file No. 00870297 · CT
- SKYWORKS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866190 · CT
- SPC CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870350 · CT
- STARWOOD CAPITAL, L.L.C.Active Broker-Dealers · SEC file No. 00867788 · CT
- STONE KEY SECURITIES LLCActive Broker-Dealers · SEC file No. 00868440 · CT
- STRONG CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870746 · CT
- STUYVESANT SQUARE ADVISORS, INC.Active Broker-Dealers · SEC file No. 00868035 · CT
- TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.Active Broker-Dealers · SEC file No. 00848097 · CT
- THE BANK STREET GROUP L.L.C.Active Broker-Dealers · SEC file No. 00853542 · CT
- THIRD SEVEN CAPITAL LLCActive Broker-Dealers · SEC file No. 00869032 · CT
- TNCP, LLCActive Broker-Dealers · SEC file No. 00868220 · CT
- TOURMALINE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868644 · CT
- UBS FUND SERVICES (USA) LLCActive Broker-Dealers · SEC file No. 00849596 · CT
- UMERGENCE LLCActive Broker-Dealers · SEC file No. 00869801 · CT
- USI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850429 · CT
- VERTICAL RESEARCH SECURITIES, INC.Active Broker-Dealers · SEC file No. 00871336 · CT