Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ABICH FINANCIAL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310633 · VA · Approved
- ABINGER PARTNERS LLCExempt Reporting Advisers · CRD # 341372 · NY · ERA - Active
- ABL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 324280 · FL · Approved
- ABLE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 323646 · AZ · Approved
- ABLE RESEARCH TECHNOLOGY LTDExempt Reporting Advisers · CRD # 337608 · CO · ERA - Active
- ABLE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 298085 · NJ · Approved
- ABLES, IANNONE, MOORE & ASSOCIATES, INC.Registered Investment Advisers · CRD # 126942 · GA · Approved
- ABNER HERRMAN & BROCK, LLCRegistered Investment Advisers · CRD # 8517 · NJ · Approved
- ABOUND WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285903 · TN · Approved
- ABR CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 152121 · MD · Approved
- ABR DYNAMIC FUNDS, LLCRegistered Investment Advisers · CRD # 171847 · NY · Approved
- ABRA CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 323353 · CA · Approved
- ABRAHAM & CO., INC.Registered Investment Advisers · CRD # 299085 · Approved
- ABRAHAM TRADING, LPRegistered Investment Advisers · CRD # 315318 · TX · Approved
- ABRAMS BISON INVESTMENTS, L.L.C.Registered Investment Advisers · CRD # 137183 · MD · Approved
- ABRAMS CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 155729 · MA · Approved
- ABRDN ASIA LIMITEDRegistered Investment Advisers · CRD # 124509 · Approved
- ABRDN CANADA LIMITEDExempt Reporting Advisers · CRD # 339308 · CO · ERA - Active
- ABRDN INC.Registered Investment Advisers · CRD # 111069 · PA · Approved
- ABRDN INVESTMENTS IRELAND LIMITEDExempt Reporting Advisers · CRD # 304189 · ERA - Active
- ABRDN INVESTMENTS LIMITEDRegistered Investment Advisers · CRD # 162309 · Approved
- ABRDN INVESTMENTS LUXEMBOURG SAExempt Reporting Advisers · CRD # 161831 · ERA - Active
- ABRI LLCRegistered Investment Advisers · CRD # 314832 · KY · Approved
- ABRIDGE PARTNERS, LLCRegistered Investment Advisers · CRD # 145247 · Approved
- ABRIS CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 161747 · ERA - Active
- ABRY PARTNERS II, LLCRegistered Investment Advisers · CRD # 161154 · MA · Approved
- ABRY PARTNERS III, LLCRegistered Investment Advisers · CRD # 323712 · MA · Approved
- ABRY PARTNERS, LLCRegistered Investment Advisers · CRD # 161153 · MA · Approved
- ABS CP, INC.Exempt Reporting Advisers · CRD # 313237 · DC · ERA - Active
- ABS INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 127290 · CT · Approved
- ABS LEGACY PARTNERS, LLCRegistered Investment Advisers · CRD # 325604 · NC · Approved
- ABSHER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304642 · NC · Approved
- ABSOLUTARIS BASE LIMITEDExempt Reporting Advisers · CRD # 339137 · CO · ERA - Active
- ABSOLUTE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 121484 · PA · Approved
- ABSOLUTE INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 132436 · FL · Approved
- ABSOLUTE STRATEGIES LLCExempt Reporting Advisers · CRD # 327268 · ERA - Active
- ABSOLUTE STRATEGY RESEARCH SERVICES, INCRegistered Investment Advisers · CRD # 164668 · Approved
- ABSTRACTION CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 315576 · MO · ERA - Active
- ABUNDANCE WEALTH COUNSELORS, LLCRegistered Investment Advisers · CRD # 111740 · PA · Approved
- ABUNDANT WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 331285 · CT · Approved
- ABUNDANT WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 317221 · CA · Approved
- ABUNDO WEALTH INC.Registered Investment Advisers · CRD # 304612 · TX · Approved
- ABVEN SERVICES, INC.Exempt Reporting Advisers · CRD # 174972 · ERA - Active
- AC CAPITAL MANAGEMENT LLC D/B/A HALMOS CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 289029 · FL · ERA - Active
- AC FUNDS, LLCRegistered Investment Advisers · CRD # 311748 · NJ · Approved
- AC INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 140443 · NY · Approved
- ACA II ADVISORS, LLCRegistered Investment Advisers · CRD # 156128 · CT · Approved
- ACA MANAGER (MAURITIUS) LIMITEDExempt Reporting Advisers · CRD # 282722 · ERA - Active
- ACA/PRUDENT INVESTORS PLANNING CORPORATIONRegistered Investment Advisers · CRD # 47798 · NJ · Approved
- ACACIA ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 287857 · NY · Approved