Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- U FUND SERVICES SARLExempt Reporting Advisers · CRD # 343187 · ERA - Active
- U. S. BOSTON CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 5251 · MA · Approved
- U.S. BANCORP ADVISORS, LLCRegistered Investment Advisers · CRD # 14455 · MN · Approved
- U.S. BANCORP ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 111912 · MN · Approved
- U.S. CHERRY LLCRegistered Investment Advisers · CRD # 311564 · FL · Approved
- U.S. GLOBAL INVESTORS, INC.Registered Investment Advisers · CRD # 111097 · TX · Approved
- U.S. INSTITUTIONAL CORPORATIONRegistered Investment Advisers · CRD # 135555 · MO · Approved
- U.S. WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 141062 · Approved
- U.S.A. FINANCIAL & TAX SERVICES, LLCRegistered Investment Advisers · CRD # 306214 · CT · Approved
- UA1 MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 343523 · ERA - Active
- UAK DIVERSIFIED LLCRegistered Investment Advisers · CRD # 300506 · Approved
- UBIQUE VENTURES LLCExempt Reporting Advisers · CRD # 342045 · ERA - Active
- UBIQUITY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 311168 · MO · ERA - Active
- UBIQUITY VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 291239 · ERA - Active
- UBS ASSET MANAGEMENT (AMERICAS) LLCRegistered Investment Advisers · CRD # 106838 · NY · Approved
- UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTDRegistered Investment Advisers · CRD # 113463 · Approved
- UBS ASSET MANAGEMENT FUNDS LTDExempt Reporting Advisers · CRD # 173081 · ERA - Active
- UBS FARMLAND INVESTORS LLCRegistered Investment Advisers · CRD # 107754 · CT · Approved
- UBS FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 8174 · NJ · Approved
- UBS REALTY INVESTORS LLCRegistered Investment Advisers · CRD # 107758 · CT · Approved
- UBS TRUST COMPANY OF PUERTO RICORegistered Investment Advisers · CRD # 313696 · PR · Approved
- UC VENTURES, LLCExempt Reporting Advisers · CRD # 340754 · CA · ERA - Active
- UCAP ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 170846 · FL · Approved
- UCK PARTNERS, INC.Exempt Reporting Advisers · CRD # 328369 · ERA - Active
- UCPUS, INC.Exempt Reporting Advisers · CRD # 343190 · FL · ERA - Active
- UDINE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 147158 · Approved
- UFENAU CAPITAL PARTNERS AGExempt Reporting Advisers · CRD # 284169 · ERA - Active
- UG INVESTMENT ADVISERS LTD.Registered Investment Advisers · CRD # 167183 · Approved
- UGVP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170880 · NJ · Approved
- UHLER VERTICH WHITE ADVISORS, LLCRegistered Investment Advisers · CRD # 130716 · FL · Approved
- UHLMANN INVESTMENT MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 118025 · IL · Approved
- UHY WEALTH MANAGEMENT RIA LLCRegistered Investment Advisers · CRD # 317608 · MI · Approved
- UK TRUST (UKT) WEALTH MANAGEMENT LTDExempt Reporting Advisers · CRD # 338576 · CO · ERA - Active
- ULLAND INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 109610 · MN · Approved
- ULLICO INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 106628 · MD · Approved
- ULLMAN INVESTMENT COUNSEL LLCRegistered Investment Advisers · CRD # 342915 · Approved
- ULLMAN JOHN & ASSOCIATES INCRegistered Investment Advisers · CRD # 105361 · NY · Approved
- ULLMANN WEALTH PARTNERS GROUP, LLCRegistered Investment Advisers · CRD # 316697 · FL · Approved
- ULRICH CONSULTING AND INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 159499 · NM · Approved
- ULTA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310879 · NV · Approved
- ULTRA ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 338775 · CA · Approved
- ULTRA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 339458 · CA · 120-Day Approval
- ULTRATECH CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 333767 · VA · ERA - Active
- ULU VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 286433 · CA · ERA - Active
- ULYSSES MANAGEMENT LLCRegistered Investment Advisers · CRD # 157251 · NY · Approved
- UMATIYA INVESTMENT GROUP FUND 1 LPExempt Reporting Advisers · CRD # 336415 · TX · ERA - Active
- UMB FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 17073 · MO · Approved
- UMB PRIVATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306374 · KS · Approved
- UMBONO COMMODITY FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 306608 · TX · ERA - Active
- UNBIASED, INC.Registered Investment Advisers · CRD # 323880 · Approved