Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ARLEN CAPITAL, LLCRegistered Investment Advisers · CRD # 118113 · RI · Approved
- AXIS WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 167122 · RI · Approved
- BALANCED WEALTH MANAGEMENT, LLC.Registered Investment Advisers · CRD # 174699 · RI · Approved
- BARRETT & COMPANY, INC.Registered Investment Advisers · CRD # 1175 · RI · Approved
- BLUE CHIP FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 119510 · RI · Approved
- BLUE FIN CAPITAL, INC.Registered Investment Advisers · CRD # 108451 · RI · Approved
- BOUNTIFUL INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 281437 · RI · Approved
- BREACHWAY INVESTMENTS, LLCRegistered Investment Advisers · CRD # 299102 · RI · Approved
- BROWN, LISLE/CUMMINGS, INC.Registered Investment Advisers · CRD # 1331 · RI · Approved
- CANTON HATHAWAY LLCRegistered Investment Advisers · CRD # 297527 · RI · Approved
- CAPITAL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157959 · RI · Approved
- CB CAPITAL LLCRegistered Investment Advisers · CRD # 300200 · RI · Approved
- CITIZENS SECURITIES, INC.Registered Investment Advisers · CRD # 39550 · RI · Approved
- D & P INVESTMENT ADVISORS, LTD.Registered Investment Advisers · CRD # 119631 · RI · Approved
- DEKONING AND COMPANY, LLCRegistered Investment Advisers · CRD # 141605 · RI · Approved
- DIVERSIFIED RESOURCES, LLCRegistered Investment Advisers · CRD # 31346 · RI · Approved
- ELIOT ROSE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 120465 · RI · Approved
- FENWAY PARTNERS, LLCRegistered Investment Advisers · CRD # 160630 · RI · Approved
- FIAM LLCRegistered Investment Advisers · CRD # 133196 · RI · Approved
- FINANCIAL INDEPENDENCE, LLCRegistered Investment Advisers · CRD # 150515 · RI · Approved
- FIRST FINANCIAL ADVISORY SERVICES INCRegistered Investment Advisers · CRD # 105031 · RI · Approved
- FORBES FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 143912 · RI · Approved
- GEA SPHERE, LLCRegistered Investment Advisers · CRD # 152001 · RI · Approved
- GLOBAL STRATEGIC RISK MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327157 · RI · Approved
- HALL CAPITAL MANAGEMENT COMPANY, INC.Registered Investment Advisers · CRD # 108141 · RI · Approved
- HAVE RIA, INC.Registered Investment Advisers · CRD # 327137 · RI · Approved
- LINCOLN CAPITAL CORPORATIONRegistered Investment Advisers · CRD # 109922 · RI · Approved
- MCGUIRE INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 296271 · RI · Approved
- MYSTIC ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 170361 · RI · Approved
- NAUTIC PARTNERS, LLCRegistered Investment Advisers · CRD # 159822 · RI · Approved
- NEW ENGLAND PROFESSIONAL PLANNING GROUP INC.Registered Investment Advisers · CRD # 108868 · RI · Approved
- NEWMAN DIGNAN & SHEERAR, INCRegistered Investment Advisers · CRD # 107565 · RI · Approved
- PARSONS CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 106295 · RI · Approved
- POINT JUDITH MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 162889 · RI · ERA - Active
- PROVIDENCE EQUITY PARTNERS L.L.C.Registered Investment Advisers · CRD # 155678 · RI · Approved
- RANDALL FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 134804 · RI · Approved
- SHEELEY & PARTNERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109013 · RI · Approved
- SIGNET INVESTMENT ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 123910 · RI · Approved
- SK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 109114 · RI · Approved
- SLOCUM GORDON & CO LLPRegistered Investment Advisers · CRD # 104929 · RI · Approved
- SOWA FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 107646 · RI · Approved
- STRATEGIC POINT INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 124636 · RI · Approved
- THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.Registered Investment Advisers · CRD # 108705 · RI · Approved
- UNISON ADVISORS LLCRegistered Investment Advisers · CRD # 155470 · RI · Approved
- UPPER90 CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 304179 · RI · Approved
- VERITAS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 341084 · RI · Approved
- WEALTH MANAGEMENT RESOURCES, INC.Registered Investment Advisers · CRD # 45452 · RI · Approved
- WEALTHCARE INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 296475 · RI · Approved
- WEYBOSSET RESEARCH & MANAGEMENT, LLCRegistered Investment Advisers · CRD # 108047 · RI · Approved
- YOUNG RICHARD C & CO LTDRegistered Investment Advisers · CRD # 105866 · RI · Approved