Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- D & G ADVISORY GROUP, L.L.C.Registered Investment Advisers · CRD # 125055 · Approved
- D & P INVESTMENT ADVISORS, LTD.Registered Investment Advisers · CRD # 119631 · RI · Approved
- D ASSOCIATES GP (ISRAEL) LTD.Exempt Reporting Advisers · CRD # 296628 · ERA - Active
- D C VOSS & COMPANY, LLCRegistered Investment Advisers · CRD # 123392 · Approved
- D CAPITAL, INC.Exempt Reporting Advisers · CRD # 336322 · ERA - Active
- D F BURCH ADVISORS, LTD.Exempt Reporting Advisers · CRD # 132845 · TX · ERA - Active
- D PARTNERS 2 COMPANY (MANAGEMENT) 2005 LTD.Exempt Reporting Advisers · CRD # 162511 · ERA - Active
- D. BORAL IM LLCExempt Reporting Advisers · CRD # 337593 · NY · ERA - Active
- D. E. SHAW & CO., L.P.Registered Investment Advisers · CRD # 108679 · NY · Approved
- D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 135284 · NY · Approved
- D. M. BRENNER, INC.Registered Investment Advisers · CRD # 134398 · CA · Approved
- D.A. DAVIDSON & CO.Registered Investment Advisers · CRD # 199 · MT · Approved
- D.A.C. DAVIS INVESTMENT COUNSEL, INC.Registered Investment Advisers · CRD # 107015 · Approved
- D.B. FITZPATRICK & CO., INC.Registered Investment Advisers · CRD # 105671 · ID · Approved
- D.B. ROOT & COMPANY, LLCRegistered Investment Advisers · CRD # 188512 · PA · Approved
- D.F. DENT AND COMPANY, INC.Registered Investment Advisers · CRD # 105179 · MD · Approved
- D.H. HILL ADVISORS, INC.Registered Investment Advisers · CRD # 116324 · TX · Approved
- D'ARCY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156264 · CA · Approved
- D'ORAZIO & ASSOCIATES, INC.Registered Investment Advisers · CRD # 131976 · VA · Approved
- D&A ADVISORS, LLCRegistered Investment Advisers · CRD # 307227 · NV · Approved
- D1 CAPITAL PARTNERS L.P.Registered Investment Advisers · CRD # 297298 · NY · Approved
- D2 ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 331542 · TX · Approved
- DA CAPITAL LLCExempt Reporting Advisers · CRD # 329028 · NY · ERA - Active
- DA INV LLCRegistered Investment Advisers · CRD # 334514 · Approved
- DA VINCI MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342941 · CA · ERA - Active
- DABA ADVISORS LLCRegistered Investment Advisers · CRD # 319371 · FL · Approved
- DABRA CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 309575 · NY · ERA - Active
- DACHTLER WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 335863 · CA · Approved
- DAEDALIAN PARTNERS, LPExempt Reporting Advisers · CRD # 343163 · NY · ERA - Active
- DAEMON INVESTMENT AND ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285629 · FL · Approved
- DAFNA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 129053 · CA · Approved
- DAFT CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 339931 · ERA - Active
- DAG VENTURES, LLCExempt Reporting Advisers · CRD # 162705 · CA · ERA - Active
- DAGCO, INC.Registered Investment Advisers · CRD # 106950 · OH · Approved
- DAHAB ASSOCIATES INCRegistered Investment Advisers · CRD # 108356 · NY · Approved
- DAHER CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 341516 · FL · Approved
- DAHLIA EQUITY PARTNERS, L.P.Exempt Reporting Advisers · CRD # 343438 · ERA - Active
- DAHRING | CUSMANO LLCRegistered Investment Advisers · CRD # 301236 · MI · Approved
- DAI WEALTH, LLCRegistered Investment Advisers · CRD # 138938 · GA · Approved
- DAISHIN AMERICA LLCExempt Reporting Advisers · CRD # 344790 · NY · ERA - Active
- DAIWA ASSET MANAGEMENT (AMERICA) LTD.Registered Investment Advisers · CRD # 126191 · NY · Approved
- DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.Registered Investment Advisers · CRD # 307581 · CA · Approved
- DAIWA INTERNATIONAL CAPITAL PARTNERS LIMITEDExempt Reporting Advisers · CRD # 325039 · ERA - Active
- DAKOTA INVESTMENTS, LLCRegistered Investment Advisers · CRD # 290284 · PA · Approved
- DAKOTA PACIFIC GLOBAL MACRO ADVISERS LPExempt Reporting Advisers · CRD # 288781 · UT · ERA - Active
- DAKOTA WEALTH, LLCRegistered Investment Advisers · CRD # 297987 · FL · Approved
- DALAL STREET, LLCRegistered Investment Advisers · CRD # 161471 · TX · Approved
- DALE K. EHRHART, INC.Registered Investment Advisers · CRD # 35971 · FL · Approved
- DALE Q. RICE INVESTMENT MANAGEMENT, LTD.Registered Investment Advisers · CRD # 310614 · Approved
- DALE TIONGSONExempt Reporting Advisers · CRD # 338149 · ERA - Active