Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AMERICAN CAPITAL ADVISORY, LLCRegistered Investment Advisers · CRD # 141944 · ID · Approved
- AMERICAN INDEPENDENT SECURITIES GROUP, LLCRegistered Investment Advisers · CRD # 135288 · ID · Approved
- ARCADIA INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 109590 · ID · Approved
- ARRIEN INVESTMENTS, INC.Registered Investment Advisers · CRD # 321819 · ID · Approved
- ASPEN CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 119050 · ID · Approved
- BERKELEY, INCRegistered Investment Advisers · CRD # 117667 · ID · Approved
- BETO FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 307546 · ID · Approved
- C11 MANAGEMENT LLCExempt Reporting Advisers · CRD # 334154 · ID · ERA - Active
- CLEARWATER ADVISORS, LLCRegistered Investment Advisers · CRD # 116865 · ID · Approved
- CLEARWATER FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 344096 · ID · 120-Day Approval
- CONTINUUM ADVISORY, LLCRegistered Investment Advisers · CRD # 283155 · ID · Approved
- D.B. FITZPATRICK & CO., INC.Registered Investment Advisers · CRD # 105671 · ID · Approved
- DARWIN VENTURES, LLCRegistered Investment Advisers · CRD # 157665 · ID · Approved
- DESERT ROSE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 154331 · ID · Approved
- DOCEO WEALTH, LLCRegistered Investment Advisers · CRD # 310415 · ID · Approved
- ECHELON GROUP, INC.Registered Investment Advisers · CRD # 333195 · ID · Approved
- ELITE FINANCIAL, INC.Registered Investment Advisers · CRD # 286667 · ID · Approved
- ENDURING WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337527 · ID · Approved
- FIGURE 8 INVESTMENT STRATEGIES LLCRegistered Investment Advisers · CRD # 282973 · ID · Approved
- FIVE PINE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 317657 · ID · Approved
- FREEDOM FIDUCIARIES LLCRegistered Investment Advisers · CRD # 323673 · ID · Approved
- GPWM FUND MANAGER, LLCExempt Reporting Advisers · CRD # 311866 · ID · ERA - Active
- GPWM QOF MANAGER, LLCExempt Reporting Advisers · CRD # 311867 · ID · ERA - Active
- HAWKE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 301733 · ID · Approved
- HAZLETT WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 338954 · ID · Approved
- HEDONOVA ADVISORS LLCRegistered Investment Advisers · CRD # 324941 · ID · Approved
- HRC WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 117212 · ID · Approved
- INSPIRE ADVISORS, LLCRegistered Investment Advisers · CRD # 300279 · ID · Approved
- INSPIRE INVESTING, LLCRegistered Investment Advisers · CRD # 171988 · ID · Approved
- JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 315237 · ID · Approved
- LEGACY INVESTMENT SOLUTIONS, LLCRegistered Investment Advisers · CRD # 322695 · ID · Approved
- LEGACY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174767 · ID · Approved
- MOUNTAIN PACIFIC INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 104749 · ID · Approved
- NEXT LEVEL WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 327644 · ID · Approved
- ONYX FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 134881 · ID · Approved
- PACIFIC PEAK ADVISORS, LLCRegistered Investment Advisers · CRD # 326711 · ID · Approved
- PACIFIC VALUE, LLCRegistered Investment Advisers · CRD # 147086 · ID · Approved
- PERSPECTIVE WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 140330 · ID · Approved
- PGP ADVISORS, LLCRegistered Investment Advisers · CRD # 172611 · ID · Approved
- PINKERTON WEALTH, LLCRegistered Investment Advisers · CRD # 120973 · ID · Approved
- PROFITS PLUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118294 · ID · Approved
- ROCKHILL ADVISORS LLCRegistered Investment Advisers · CRD # 288789 · ID · Approved
- RW INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 282707 · ID · Approved
- SAND CREEK CAPITAL, LLCRegistered Investment Advisers · CRD # 326719 · ID · Approved
- SCRATCH CAPITAL LLCRegistered Investment Advisers · CRD # 318835 · ID · Approved
- SIDDHI CAPITAL, LLCRegistered Investment Advisers · CRD # 314493 · ID · Approved
- SKY-MOUNTAIN CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 312915 · ID · Approved
- SUMMIT WEALTH & RETIREMENT PLANNING, INC.Registered Investment Advisers · CRD # 285972 · ID · Approved
- TELEO CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 307203 · ID · Approved
- THE CAPROCK GROUP, LLCRegistered Investment Advisers · CRD # 124272 · ID · Approved