Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- P CAPITAL PARTNERS ABExempt Reporting Advisers · CRD # 172877 · ERA - Active
- P. J. SCHMIDT INVESTMENT MANAGEMENT, INCRegistered Investment Advisers · CRD # 104701 · WI · Approved
- P. SCHOENFELD ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 149236 · NY · Approved
- P.A.W. CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 161094 · CT · Approved
- P/E GLOBAL LLCRegistered Investment Advisers · CRD # 155642 · MA · Approved
- P&A CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 111731 · NY · Approved
- P2 CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 159299 · NY · Approved
- P2 VENTURES LLCExempt Reporting Advisers · CRD # 329541 · ERA - Active
- P3 ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 327327 · WA · Approved
- P4G CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 300645 · NV · Approved
- PA CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 331619 · CA · ERA - Active
- PAAMCO PRISMA, LLCRegistered Investment Advisers · CRD # 108989 · CA · Approved
- PACE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 305085 · NY · ERA - Active
- PACE FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 318359 · OR · Approved
- PACE HEALTHCARE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 337380 · IL · ERA - Active
- PACELINE EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 307683 · TX · Approved
- PACENOTE EQUITY LLCExempt Reporting Advisers · CRD # 328599 · TX · ERA - Active
- PACER ADVISORS, INC.Registered Investment Advisers · CRD # 137381 · PA · Approved
- PACES FERRY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 300057 · GA · Approved
- PACESETTER FINANCIAL GROUP, L.L.C.Registered Investment Advisers · CRD # 123287 · IL · Approved
- PACHIRA INVESTMENTS, INC.Registered Investment Advisers · CRD # 164405 · CA · Approved
- PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITEDExempt Reporting Advisers · CRD # 296741 · ERA - Active
- PACIFIC ALLIANCE VENTURES LLCExempt Reporting Advisers · CRD # 341002 · CA · ERA - Active
- PACIFIC ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 115157 · WA · Approved
- PACIFIC AVENUE CAPITAL PARTNERS MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 311351 · CA · Approved
- PACIFIC BUSINESS SCHOOL LTDExempt Reporting Advisers · CRD # 339618 · NY · ERA - Active
- PACIFIC CAPITAL ASSOCIATES, INC.Registered Investment Advisers · CRD # 160407 · CA · Approved
- PACIFIC CAPITAL PARTNERS LIMITEDRegistered Investment Advisers · CRD # 305066 · Approved
- PACIFIC CAPITAL WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 159294 · CA · Approved
- PACIFIC COAST INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 137963 · OR · Approved
- PACIFIC COMMUNITY MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 163248 · CA · ERA - Active
- PACIFIC EQUITY PARTNERS PTY LIMITEDExempt Reporting Advisers · CRD # 291967 · ERA - Active
- PACIFIC EXCEL WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 172356 · CA · Approved
- PACIFIC FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 154160 · WA · Approved
- PACIFIC FINANCIAL GROUP INCRegistered Investment Advisers · CRD # 105203 · TN · Approved
- PACIFIC FINANCIAL GROUP,LLCRegistered Investment Advisers · CRD # 143041 · TN · Approved
- PACIFIC FINANCIAL STRATEGIES, INCRegistered Investment Advisers · CRD # 151434 · CA · Approved
- PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 106962 · CA · Approved
- PACIFIC GROWTH INVESTORS, LLCExempt Reporting Advisers · CRD # 289390 · CA · ERA - Active
- PACIFIC HARBOR HOLDINGS, LIMITEDRegistered Investment Advisers · CRD # 164404 · Approved
- PACIFIC HEIGHTS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124365 · CA · Approved
- PACIFIC INCOME ADVISERS INCRegistered Investment Advisers · CRD # 104719 · CA · Approved
- PACIFIC INVESTMENT MANAGEMENT COMPANY LLCRegistered Investment Advisers · CRD # 104559 · CA · Approved
- PACIFIC LAKE PARTNERS, L.L.C.Registered Investment Advisers · CRD # 160377 · MA · Approved
- PACIFIC LIFE FUND ADVISORS LLCRegistered Investment Advisers · CRD # 105169 · CA · Approved
- PACIFIC MANAGEMENT PARTNERS LLCRegistered Investment Advisers · CRD # 172044 · Approved
- PACIFIC PARK FINANCIAL, INC.Registered Investment Advisers · CRD # 122867 · CA · Approved
- PACIFIC PEAK ADVISORS, LLCRegistered Investment Advisers · CRD # 326711 · ID · Approved
- PACIFIC PEAK CAPITAL PARTNERS LTDExempt Reporting Advisers · CRD # 336547 · CA · ERA - Active
- PACIFIC POINT ADVISORS, LLCRegistered Investment Advisers · CRD # 310731 · CA · Approved