Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- J K R & COMPANY, INC.Registered Investment Advisers · CRD # 8040 · CA · Approved
- J M BROWN & ASSOCIATES, INC.Registered Investment Advisers · CRD # 118427 · OK · Approved
- J O HAMBRO CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 138653 · Approved
- J PARK MANAGEMENT LLCExempt Reporting Advisers · CRD # 327000 · NY · ERA - Active
- J VENTURES MGMT CO, LLCExempt Reporting Advisers · CRD # 327387 · ERA - Active
- J-INVESTMENT ADVISORS, LTD.Exempt Reporting Advisers · CRD # 342072 · ERA - Active
- J-STAR CO., LTD.Exempt Reporting Advisers · CRD # 287541 · ERA - Active
- J. GOLDMAN & CO., L.P.Registered Investment Advisers · CRD # 157465 · NY · Approved
- J. HAGAN CAPITAL, INC.Registered Investment Advisers · CRD # 168467 · KY · Approved
- J. L. BAINBRIDGE & CO., INC.Registered Investment Advisers · CRD # 108058 · FL · Approved
- J. L. PERKINS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174308 · GA · Approved
- J. MANDWELLE CAPITAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 166330 · Approved
- J. MARK NICKELL & CO.Registered Investment Advisers · CRD # 111635 · TN · Approved
- J. P. BRINKER UYS & CO, LLCExempt Reporting Advisers · CRD # 166050 · GA · ERA - Active
- J. P. DAVIS, INC.Registered Investment Advisers · CRD # 289548 · AZ · Approved
- J. SAFRA ASSET MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 131243 · NY · Approved
- J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTDRegistered Investment Advisers · CRD # 292433 · Approved
- J. STERN & CO. LLPRegistered Investment Advisers · CRD # 323871 · Approved
- J. STERN & CO., LLCRegistered Investment Advisers · CRD # 326509 · NY · Approved
- J. STONE MANAGEMENT LLCExempt Reporting Advisers · CRD # 324516 · PR · ERA - Active
- J. TEAM FINANCIAL, INC.Registered Investment Advisers · CRD # 134104 · TX · Approved
- J.C. FLOWERS & CO. LLCRegistered Investment Advisers · CRD # 142529 · NY · Approved
- J.D. CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 125053 · MA · ERA - Active
- J.D.T. INCRegistered Investment Advisers · CRD # 146357 · KY · Approved
- J.DEREK LEWIS & ASSOCIATES, INC.Registered Investment Advisers · CRD # 122307 · CA · Approved
- J.E. SIMMONS & CO., P.C.Registered Investment Advisers · CRD # 108789 · TX · Approved
- J.F. LEHMAN AND COMPANY LLCRegistered Investment Advisers · CRD # 292932 · NY · Approved
- J.F. WILLIAMS CO., INC.Registered Investment Advisers · CRD # 113569 · CO · Approved
- J.G.HENDRICKS FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 289593 · IL · Approved
- J.H. LANE PARTNERS, LPRegistered Investment Advisers · CRD # 282383 · NY · Approved
- J.H. WHITNEY CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 160547 · CT · Approved
- J.K. FINANCIAL, INC.Registered Investment Advisers · CRD # 114929 · TX · Approved
- J.M. ARBOUR, LLCRegistered Investment Advisers · CRD # 313352 · ME · Approved
- J.M. BRUDERMAN & COMPANY, LLCRegistered Investment Advisers · CRD # 323195 · NY · Approved
- J.M. FORBES & CO. LLPRegistered Investment Advisers · CRD # 107422 · MA · Approved
- J.P. CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 142109 · OR · Approved
- J.P. KING ADVISORS, INC.Registered Investment Advisers · CRD # 112109 · CA · Approved
- J.P. MARVEL INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 144364 · MA · Approved
- J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 20989 · NY · Approved
- J.P. MORGAN INVESTMENT MANAGEMENT INC.Registered Investment Advisers · CRD # 107038 · NY · Approved
- J.P. MORGAN PRIVATE INVESTMENTS INC.Registered Investment Advisers · CRD # 110186 · NY · Approved
- J.P. MORGAN SECURITIES LLCRegistered Investment Advisers · CRD # 79 · NY · Approved
- J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC.Registered Investment Advisers · CRD # 335439 · NY · Approved
- J.R. PRUNIER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 321026 · MA · Approved
- J.W. KORTH & COMPANY, LIMITED PARTNERSHIPRegistered Investment Advisers · CRD # 26455 · MI · Approved
- J17 US MANAGEMENT INC.Exempt Reporting Advisers · CRD # 340218 · CA · ERA - Active
- J2 CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 152964 · MI · Approved
- J2 PARTNERS LLCExempt Reporting Advisers · CRD # 299886 · ERA - Active
- J2 VENTURES ADVISORS, LLCExempt Reporting Advisers · CRD # 317140 · MA · ERA - Active
- JAB CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 320809 · FL · ERA - Active