Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- C & C FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 106752 · NY · Approved
- C CUBED CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 328128 · FL · Approved
- C WORLDWIDE ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/SRegistered Investment Advisers · CRD # 173234 · Approved
- C-BRIDGE CAPITAL INVESTMENT MANAGEMENT, LTD.Exempt Reporting Advisers · CRD # 298355 · ERA - Active
- C-BRIDGE CAPITAL LLCRegistered Investment Advisers · CRD # 308376 · NY · Approved
- C-III INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 156553 · NY · Approved
- C-STAR ISAR LTDExempt Reporting Advisers · CRD # 341529 · ERA - Active
- C. C. DUNNAVAN & CO., INC.Registered Investment Advisers · CRD # 109058 · MN · Approved
- C.L. SHELDON & COMPANY, LLCRegistered Investment Advisers · CRD # 152582 · Approved
- C.M. CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 157529 · CA · Approved
- C.M.BIDWELL & ASSOCIATES LTDRegistered Investment Advisers · CRD # 107449 · Approved
- C.W. O'CONNER WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 125646 · GA · Approved
- C/M CAPITAL PARTNERS, LPExempt Reporting Advisers · CRD # 332641 · FL · ERA - Active
- C&S CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 339592 · ERA - Active
- C1 ADVISORS LLCRegistered Investment Advisers · CRD # 331914 · CA · Approved
- C10 LABS, LLCExempt Reporting Advisers · CRD # 328285 · MA · ERA - Active
- C11 MANAGEMENT LLCExempt Reporting Advisers · CRD # 334154 · ID · ERA - Active
- C2 VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 333835 · ERA - Active
- C2C WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284148 · AZ · Approved
- C2P CAPITAL ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 156480 · OH · Approved
- C4M GLOBAL ADVISORS LLCRegistered Investment Advisers · CRD # 326942 · VA · Approved
- C5 CAPITAL LIMITEDExempt Reporting Advisers · CRD # 297542 · ERA - Active
- C5 CAPITAL USA LLCExempt Reporting Advisers · CRD # 323150 · DC · ERA - Active
- CA ADVISER, LLCRegistered Investment Advisers · CRD # 300183 · PA · Approved
- CA PARTNERS LLCExempt Reporting Advisers · CRD # 121742 · TX · ERA - Active
- CAA CONNECT, LLCExempt Reporting Advisers · CRD # 308930 · CA · ERA - Active
- CAA VENTURE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 167358 · CA · ERA - Active
- CABANA LLCRegistered Investment Advisers · CRD # 151418 · AR · Approved
- CABIN ADVISORS, LLCRegistered Investment Advisers · CRD # 312547 · KS · Approved
- CABLE CAR CAPITAL, LPRegistered Investment Advisers · CRD # 169234 · CA · Approved
- CABOT PROPERTIES L.P.Registered Investment Advisers · CRD # 118729 · MA · Approved
- CABOT SQUARE CAPITAL LLPExempt Reporting Advisers · CRD # 160101 · ERA - Active
- CABOT WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 107327 · MA · Approved
- CABRA.CAPITAL LTD.Exempt Reporting Advisers · CRD # 333714 · ERA - Active
- CABRERA GROUP PE FUND MANAGER LLCExempt Reporting Advisers · CRD # 323933 · PR · ERA - Active
- CACHE ADVISORS LLCRegistered Investment Advisers · CRD # 323063 · CA · Approved
- CACHETECH INC.Registered Investment Advisers · CRD # 327688 · UT · Approved
- CACTI ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156131 · Approved
- CADEN CAPITAL PARTNERS, LPExempt Reporting Advisers · CRD # 317442 · ERA - Active
- CADENCE HEALTHCARE VENTURES, LLCExempt Reporting Advisers · CRD # 321003 · ERA - Active
- CADENCE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 155080 · MA · Approved
- CADENT CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 169704 · OK · Approved
- CADENT MANAGEMENT SERVICES, LLCRegistered Investment Advisers · CRD # 157559 · NY · Approved
- CADENZA VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 317905 · NY · ERA - Active
- CADIA PRIVATE CLIENT LLCRegistered Investment Advisers · CRD # 337400 · NJ · Approved
- CADIAN CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157813 · NY · Approved
- CADINHA & CO LLCRegistered Investment Advisers · CRD # 108135 · HI · Approved
- CADMAN CAPITAL LTDExempt Reporting Advisers · CRD # 161719 · ERA - Active
- CADOGAN PARK ADVISORS INC.Registered Investment Advisers · CRD # 291546 · Approved
- CAELION CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 341462 · CA · ERA - Active