Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- 1492 CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148566 · WI · Approved
- 1834 INVESTMENT ADVISORS CO.Registered Investment Advisers · CRD # 105435 · WI · Approved
- ADVISORS MANAGEMENT GROUP INCRegistered Investment Advisers · CRD # 113020 · WI · Approved
- AFFILIATED FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 108154 · WI · Approved
- ALPHA INVESTMENT CONSULTING GROUP, LLCRegistered Investment Advisers · CRD # 139721 · WI · Approved
- AMERICAN INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 104579 · WI · Approved
- AMFAM VC MANAGEMENT, LLCExempt Reporting Advisers · CRD # 305055 · WI · ERA - Active
- ANNEX ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 127987 · WI · Approved
- ANTHONY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312256 · WI · Approved
- ARCATAUR CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 124663 · WI · Approved
- ARTISAN PARTNERS LIMITED PARTNERSHIPRegistered Investment Advisers · CRD # 150114 · WI · Approved
- ASSOCIATED INVESTMENT SERVICES, INC.Registered Investment Advisers · CRD # 1464 · WI · Approved
- ATLATL ADVISERS LLCRegistered Investment Advisers · CRD # 284036 · WI · Approved
- AVAII WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298165 · WI · Approved
- BAIRD CAPITAL MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 323309 · WI · Approved
- BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLCRegistered Investment Advisers · CRD # 269982 · WI · Approved
- BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLCRegistered Investment Advisers · CRD # 292786 · WI · Approved
- BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 326646 · WI · Approved
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLCRegistered Investment Advisers · CRD # 145166 · WI · Approved
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLCRegistered Investment Advisers · CRD # 168956 · WI · Approved
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLCRegistered Investment Advisers · CRD # 298155 · WI · Approved
- BAKER TILLY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167811 · WI · Approved
- BEADELL A D INVESTMENT COUNSEL INCRegistered Investment Advisers · CRD # 106946 · WI · Approved
- BERNICKE WEALTH MANAGEMENT, LTD.Registered Investment Advisers · CRD # 335431 · WI · Approved
- BKM WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323928 · WI · Approved
- BLACK MAPLE CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 168385 · WI · Approved
- BLACKHAWK CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 158020 · WI · Approved
- BOARDWALK FINANCIAL STRATEGIES LLCRegistered Investment Advisers · CRD # 165048 · WI · Approved
- BREAKTHRU ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 332173 · WI · Approved
- BROADVIEW FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143550 · WI · Approved
- BT REI MANAGER, LLCExempt Reporting Advisers · CRD # 334654 · WI · ERA - Active
- BUSKA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 170627 · WI · Approved
- CALCULATED WEALTH LLCRegistered Investment Advisers · CRD # 318985 · WI · Approved
- CAMPBELL NEWMAN ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 107003 · WI · Approved
- CAPITAL INNOVATIONS, LLCRegistered Investment Advisers · CRD # 145329 · WI · Approved
- CAPITAL INVESTMENT SERVICES OF AMERICA INCRegistered Investment Advisers · CRD # 110639 · WI · Approved
- CAPITAL MIDWEST ADVISORS II, LLCExempt Reporting Advisers · CRD # 164385 · WI · ERA - Active
- CAPITAL MIDWEST ADVISORS III, LLCExempt Reporting Advisers · CRD # 282974 · WI · ERA - Active
- CAPITAL WEALTH ADVISORS, LTD.Registered Investment Advisers · CRD # 155263 · WI · Approved
- CENTRAL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 293172 · WI · Approved
- CHARACTER CAPITAL LLCExempt Reporting Advisers · CRD # 313823 · WI · ERA - Active
- CHARTER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 35919 · WI · Approved
- CLF ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 284060 · WI · Approved
- CLIENT FIRST INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 282600 · WI · Approved
- CMG WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 340600 · WI · Approved
- COAST ADVISORY LLCRegistered Investment Advisers · CRD # 340229 · WI · Approved
- COLLAR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 152325 · WI · Approved
- CONCEPTUAL FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 167513 · WI · Approved
- COORDINATED CAPITAL SECURITIES, INC.Registered Investment Advisers · CRD # 14762 · WI · Approved
- COPPER HARBOR INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 169978 · WI · Approved