Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ACCORD EQUITY ADVISORS LLCRegistered Investment Advisers · CRD # 166977 · CA · Approved
- ACCORDANT ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 117474 · MD · Approved
- ACCORDANT INVESTMENTS LLCRegistered Investment Advisers · CRD # 325678 · AZ · Approved
- ACCOUNT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 110303 · Approved
- ACCOUNTANTS PROPRIETARY FINANCIAL SERVICENET, LLCRegistered Investment Advisers · CRD # 126685 · NY · Approved
- ACCREDITED INVESTOR SERVICES, LLCRegistered Investment Advisers · CRD # 148821 · MN · Approved
- ACCREDITED INVESTORS INCRegistered Investment Advisers · CRD # 105439 · MN · Approved
- ACCRETE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 316777 · ERA - Active
- ACCRETIVE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 160939 · CT · ERA - Active
- ACCRETIVE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164341 · CA · Approved
- ACCRETIVE WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 299544 · NJ · Approved
- ACCRETIVE, LLCExempt Reporting Advisers · CRD # 157364 · NY · ERA - Active
- ACCRUED EQUITIES INC.Registered Investment Advisers · CRD # 13452 · NY · Approved
- ACCUMULATOR OPERATIONS LLCRegistered Investment Advisers · CRD # 341270 · FL · Approved
- ACCUMULUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 160501 · NY · Approved
- ACCURATE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298137 · FL · Approved
- ACCUVEST GLOBAL ADVISORS, INC.Registered Investment Advisers · CRD # 134096 · UT · Approved
- ACE & COMPANY NEW YORK, INC.Registered Investment Advisers · CRD # 304442 · NY · Approved
- ACE REDPOINT MANAGEMENT COMPANY, LTD.Exempt Reporting Advisers · CRD # 288086 · ERA - Active
- ACELERADORA 500 LUCHADORES S.A., DE C.V.Exempt Reporting Advisers · CRD # 292514 · ERA - Active
- ACEQUIA CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 176533 · ERA - Active
- ACER TREE INVESTMENT MANAGEMENT LLPExempt Reporting Advisers · CRD # 322248 · ERA - Active
- ACERO CAPITAL GROWTH MANAGEMENT LLCExempt Reporting Advisers · CRD # 310257 · CA · ERA - Active
- ACERO CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 162093 · CA · ERA - Active
- ACHIEVE CAPITAL LLCExempt Reporting Advisers · CRD # 339075 · OK · ERA - Active
- ACHIEVE PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 299883 · NY · Approved
- ACIES INVESTMENTS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330157 · CA · ERA - Active
- ACIMA PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 281496 · VA · Approved
- ACION PARTNERS LIMITEDExempt Reporting Advisers · CRD # 174299 · ERA - Active
- ACK ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 155136 · CT · Approved
- ACKER FINLEY ASSET MANAGEMENT USA INC.Registered Investment Advisers · CRD # 110888 · Approved
- ACKERMAN ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 137958 · Approved
- ACKERMAN CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 123824 · TX · Approved
- ACM ADVISORS, LLCRegistered Investment Advisers · CRD # 282022 · WY · Approved
- ACM MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 283037 · OR · Approved
- ACME CREDIT PARTNERS LLCRegistered Investment Advisers · CRD # 328087 · NY · Approved
- ACME JACK INVESTMENTS, LLCRegistered Investment Advisers · CRD # 330120 · Approved
- ACME, LLCRegistered Investment Advisers · CRD # 168736 · CA · Approved
- ACON EQUITY MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 159517 · DC · Approved
- ACON INVESTMENTS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162033 · DC · Approved
- ACON LATAM MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 161535 · DC · Approved
- ACORE CAPITAL, LPRegistered Investment Advisers · CRD # 175054 · NY · Approved
- ACORN ADVISORY CAPITAL, L.P.Registered Investment Advisers · CRD # 133040 · NY · Approved
- ACORN ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 340572 · NJ · 120-Day Approval
- ACORN CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 304164 · NY · Approved
- ACORN CREEK CAPITAL LLCRegistered Investment Advisers · CRD # 325809 · CO · Approved
- ACORN FINANCIAL ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 116763 · VA · Approved
- ACORN GROWTH COMPANIES, LCRegistered Investment Advisers · CRD # 164499 · OK · Approved
- ACORN PACIFIC VENTURES, LLCExempt Reporting Advisers · CRD # 250786 · CA · ERA - Active
- ACORN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 170462 · MI · Approved