Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- 11.2 CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 170078 · NV · ERA - Active
- 1CONFIRMATION GLOBAL, LLCRegistered Investment Advisers · CRD # 295180 · NV · Approved
- ADAPTIVE CAPITAL MANAGEMENT PARTNERS, LLCExempt Reporting Advisers · CRD # 130938 · NV · ERA - Active
- ALJIAN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167381 · NV · Approved
- AMERICAN RETIREMENT PLANNING GROUP INCRegistered Investment Advisers · CRD # 108300 · NV · Approved
- AMERICAN WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 122205 · NV · Approved
- ANCORA WEST ADVISORS, LLCRegistered Investment Advisers · CRD # 285644 · NV · Approved
- ARISTA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141504 · NV · Approved
- ATHENA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319373 · NV · Approved
- AXOS INVEST, INCRegistered Investment Advisers · CRD # 150953 · NV · Approved
- BACKBONE PLANNING PARTNERS LLCRegistered Investment Advisers · CRD # 326699 · NV · Approved
- BALEEN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 311438 · NV · Approved
- BAUMAN ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 153061 · NV · Approved
- BELPOINTE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 143440 · NV · Approved
- BOWERS WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 145476 · NV · Approved
- BRIDGESCALE, LLCExempt Reporting Advisers · CRD # 161768 · NV · ERA - Active
- BUCKLEY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285823 · NV · Approved
- BYRON DEVON LYNCH IV ESTATEExempt Reporting Advisers · CRD # 330045 · NV · ERA - Active
- CANNAGE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 332679 · NV · ERA - Active
- CAPSTONE CAPITAL LLCRegistered Investment Advisers · CRD # 123764 · NV · Approved
- CASSADY WEALTH & RETIREMENT PLANNING L.L.C.Registered Investment Advisers · CRD # 309710 · NV · Approved
- COLLABORATIVE FUND ADVISORS, LLCRegistered Investment Advisers · CRD # 327121 · NV · Approved
- CRC MANAGEMENT LLCExempt Reporting Advisers · CRD # 312889 · NV · ERA - Active
- CURTIS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 312245 · NV · Approved
- D&A ADVISORS, LLCRegistered Investment Advisers · CRD # 307227 · NV · Approved
- DIAZO, LLCRegistered Investment Advisers · CRD # 324419 · NV · Approved
- DIGITAL ALPHA ADVISORS, LLCRegistered Investment Advisers · CRD # 286351 · NV · Approved
- DTCP USA LLCRegistered Investment Advisers · CRD # 297884 · NV · Approved
- DX ADVISORS LLCRegistered Investment Advisers · CRD # 341725 · NV · Approved
- ELEVAGE PARTNERS, LLCRegistered Investment Advisers · CRD # 158386 · NV · Approved
- FINLEY FINANCIAL, LLCRegistered Investment Advisers · CRD # 131442 · NV · Approved
- FLUME VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 326134 · NV · ERA - Active
- FORTHRIGHT CAPITAL ADVISORY LLCRegistered Investment Advisers · CRD # 323596 · NV · Approved
- FUND ASSET MANAGERS, LLCRegistered Investment Advisers · CRD # 315856 · NV · Approved
- GK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 296847 · NV · Approved
- GRANITE PARTNERS, A SERIES OF WESTERN FRONTIER MASTER LLCExempt Reporting Advisers · CRD # 342813 · NV · ERA - Active
- GROWTH SCIENCE VENTURES LLCExempt Reporting Advisers · CRD # 325519 · NV · ERA - Active
- GUIDED CHOICE ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 112674 · NV · Approved
- GW FINANCIAL, INC.Registered Investment Advisers · CRD # 110478 · NV · Approved
- HALLADOR INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 141335 · NV · Approved
- HEALTH2047 CAPITAL PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 297203 · NV · ERA - Active
- HOLM & CAWLEY FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 150601 · NV · Approved
- INVESTMENT MANAGEMENT CONSULTANTSRegistered Investment Advisers · CRD # 122718 · NV · Approved
- KEYSTATE ADVISORY, LLCRegistered Investment Advisers · CRD # 156226 · NV · Approved
- KILOWATT CAPITAL LLCExempt Reporting Advisers · CRD # 315062 · NV · ERA - Active
- KINGSBARN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 316562 · NV · Approved
- KINGSBRIDGE INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 336502 · NV · Approved
- KINGSBRIDGE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 165560 · NV · Approved
- KRM WEALTH MANAGEMENT L.L.C.Registered Investment Advisers · CRD # 173929 · NV · Approved
- MANHATTAN GLOBAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 334452 · NV · Approved