SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
Showing 1–50 of 610 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- 1060 CAPITAL, LLCExempt Reporting Advisers · CRD # 174763 · CO · ERA - Active
- 1888 INVESTMENTS, LLCRegistered Investment Advisers · CRD # 312491 · CO · Approved
- 2X CPGP MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 294069 · CO · ERA - Active
- 325 FILLMORE LLCRegistered Investment Advisers · CRD # 287625 · CO · Approved
- 3LINES, LLCExempt Reporting Advisers · CRD # 305835 · CO · ERA - Active
- 56 CAPITAL PARTNERS, LTDRegistered Investment Advisers · CRD # 290938 · CO · Approved
- A & I FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 148357 · CO · Approved
- ABLE RESEARCH TECHNOLOGY LTDExempt Reporting Advisers · CRD # 337608 · CO · ERA - Active
- ABRDN CANADA LIMITEDExempt Reporting Advisers · CRD # 339308 · CO · ERA - Active
- ABSOLUTARIS BASE LIMITEDExempt Reporting Advisers · CRD # 339137 · CO · ERA - Active
- ACCELERATED WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 170022 · CO · Approved
- ACCESS MANAGEMENT COMPANY, INC.Exempt Reporting Advisers · CRD # 290236 · CO · ERA - Active
- ACORN CREEK CAPITAL LLCRegistered Investment Advisers · CRD # 325809 · CO · Approved
- ADLERBERG CAPITAL LLCExempt Reporting Advisers · CRD # 344440 · CO · ERA - Active
- ADVISORS ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 46727 · CO · Approved
- AETHER INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 149742 · CO · Approved
- AETHERIS DIVERSIFIED INC.Exempt Reporting Advisers · CRD # 335339 · CO · ERA - Active
- AGEMY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 218512 · CO · Approved
- AGENTQUANT INCExempt Reporting Advisers · CRD # 344110 · CO · ERA - Active
- AHW ADVISORS, LLCRegistered Investment Advisers · CRD # 343955 · CO · 120-Day Approval
- AI EARN LTDExempt Reporting Advisers · CRD # 337851 · CO · ERA - Active
- AITRADE LTDExempt Reporting Advisers · CRD # 334311 · CO · ERA - Active
- AKSIA PARTNERS LLCExempt Reporting Advisers · CRD # 337925 · CO · ERA - Active
- ALDER POINT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 337839 · CO · Approved
- ALGEBRIS INVESTMENTS US INC.Exempt Reporting Advisers · CRD # 342552 · CO · ERA - Active
- ALIGN FINANCIAL SERVICESExempt Reporting Advisers · CRD # 336381 · CO · ERA - Active
- ALPHA CAPITAL FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 307521 · CO · Approved
- ALPHA CAPITAL MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 283624 · CO · Approved
- ALPHA PAYMENT LTDExempt Reporting Advisers · CRD # 337697 · CO · ERA - Active
- ALPINE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 105433 · CO · Approved
- ALPS ADVISORS, INC.Registered Investment Advisers · CRD # 134340 · CO · Approved
- ALTIRA GROUP LLCExempt Reporting Advisers · CRD # 160010 · CO · ERA - Active
- ALTIUS FINANCIAL, INC.Registered Investment Advisers · CRD # 113268 · CO · Approved
- ALTUS WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 287848 · CO · Approved
- ALUMENIS CAPITAL MANAGEMENT GMBH LTDExempt Reporting Advisers · CRD # 340855 · CO · ERA - Active
- ANCORA HOLDINGS, INCExempt Reporting Advisers · CRD # 340056 · CO · ERA - Active
- APEX FINANCIAL LTDExempt Reporting Advisers · CRD # 342652 · CO · ERA - Active
- APEXES MANAGEMENT LTDExempt Reporting Advisers · CRD # 338468 · CO · ERA - Active
- APEXIUM SECURITIES LTDExempt Reporting Advisers · CRD # 340985 · CO · ERA - Active
- APO FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 297647 · CO · Approved
- APPLIED QUANTITATIVE INVESTMENTS LLCRegistered Investment Advisers · CRD # 339159 · CO · Approved
- ARBORFIRE CAPITAL INC.Exempt Reporting Advisers · CRD # 343244 · CO · ERA - Active
- ARMADA VENTURE PARTNERS LLCExempt Reporting Advisers · CRD # 329744 · CO · ERA - Active
- ARROWMARK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307161 · CO · Approved
- ARROWMARK COLORADO HOLDINGS, LLCRegistered Investment Advisers · CRD # 149120 · CO · Approved
- ASCENTRIS, LLCRegistered Investment Advisers · CRD # 154814 · CO · Approved
- ASK DOLLY, LLCRegistered Investment Advisers · CRD # 337843 · CO · Approved
- ASPEN GROVE CAPITAL, LLCRegistered Investment Advisers · CRD # 158166 · CO · Approved
- ASPEN WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 307424 · CO · Approved
- ASSET MANAGEMENT GROUP INVESTMENT CORP.Registered Investment Advisers · CRD # 168369 · CO · Approved