SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 1–50 of 23,988Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- .406 VENTURES MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 162914 · MA · ERA - Active
- "THE PILOT'S ADVISOR," LLCRegistered Investment Advisers · CRD # 160241 · Approved
- &PARTNERSRegistered Investment Advisers · CRD # 3767 · TN · Approved
- 010118 MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 301237 · CA · ERA - Active
- 01VC ADVISOR LTDExempt Reporting Advisers · CRD # 302097 · ERA - Active
- 021 INVESTMENTS LLCRegistered Investment Advisers · CRD # 328334 · FL · Approved
- 021T CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 343801 · MA · ERA - Active
- 05 CAPITAL ADVISORS LLCExempt Reporting Advisers · CRD # 332097 · NY · ERA - Active
- 1 MAIN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 328626 · FL · Approved
- 1 NORTH WEALTH SERVICES, LLCRegistered Investment Advisers · CRD # 115948 · MD · Approved
- 1 SEED PARTNERS LLCRegistered Investment Advisers · CRD # 329288 · IL · Approved
- 10 EAST PARTNERS LLCRegistered Investment Advisers · CRD # 322360 · NY · Approved
- 10,000 DAYS CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 330647 · NY · ERA - Active
- 100KM VENTURES LLCExempt Reporting Advisers · CRD # 332928 · VA · ERA - Active
- 100X ENTREPRENEUR FUND ADVISORY, LLCExempt Reporting Advisers · CRD # 330125 · ERA - Active
- 1015 CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 328453 · Approved
- 103 ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 314694 · IL · Approved
- 1060 CAPITAL, LLCExempt Reporting Advisers · CRD # 174763 · CO · ERA - Active
- 108 BIOCAPITAL GROWTH FUND, LPExempt Reporting Advisers · CRD # 339648 · CT · ERA - Active
- 10D CONSULTING SERVICES LTD.Exempt Reporting Advisers · CRD # 301521 · ERA - Active
- 10ELMS LLPRegistered Investment Advisers · CRD # 323398 · OK · Approved
- 10H CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 310161 · IL · ERA - Active
- 10TALENTS INVESTORS, LLCRegistered Investment Advisers · CRD # 262786 · MA · Approved
- 10TH LANE PARTNERS, LPRegistered Investment Advisers · CRD # 160822 · NY · Approved
- 10TH MOUNTAIN, LLCRegistered Investment Advisers · CRD # 285804 · Approved
- 10X CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 332547 · NY · Approved
- 11 CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 306165 · CT · Approved
- 11 TRIBES VENTURES LLCExempt Reporting Advisers · CRD # 328978 · IL · ERA - Active
- 11.2 CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 170078 · NV · ERA - Active
- 1102 PARTNERS, LLCRegistered Investment Advisers · CRD # 313536 · Approved
- 111 CAPITALExempt Reporting Advisers · CRD # 305499 · ERA - Active
- 111 WEST CAPITAL LLCExempt Reporting Advisers · CRD # 325776 · ERA - Active
- 12 FLAGS CONSUMER FUND GPExempt Reporting Advisers · CRD # 343390 · ERA - Active
- 12 WEST CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 160197 · NY · Approved
- 120 CAPITAL, LLCExempt Reporting Advisers · CRD # 319547 · MA · ERA - Active
- 1207 CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 162611 · AK · Approved
- 1230 ADVISORS, LLCRegistered Investment Advisers · CRD # 312504 · NY · Approved
- 1248 PARTNERS, LLCRegistered Investment Advisers · CRD # 325304 · MO · Approved
- 1270 CAPITAL LLCExempt Reporting Advisers · CRD # 171151 · ERA - Active
- 1291GROUP OF THE AMERICAS, LTDRegistered Investment Advisers · CRD # 174939 · Approved
- 12TH STREET ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 153528 · TN · Approved
- 1315 CAPITAL, LLCRegistered Investment Advisers · CRD # 175292 · PA · Approved
- 13658058 CANADA INC.Exempt Reporting Advisers · CRD # 320631 · ERA - Active
- 137 VENTURES MANAGEMENT LLCRegistered Investment Advisers · CRD # 162351 · CA · Approved
- 13CAPITAL LLCExempt Reporting Advisers · CRD # 321758 · TX · ERA - Active
- 13D MANAGEMENT LLCRegistered Investment Advisers · CRD # 154009 · NY · Approved
- 140 SUMMER PARTNERS LPRegistered Investment Advisers · CRD # 308929 · NY · Approved
- 1487297 B.C. LTD.Exempt Reporting Advisers · CRD # 334524 · ERA - Active
- 1492 CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148566 · WI · Approved
- 14PEAKS CAPITAL AGExempt Reporting Advisers · CRD # 322492 · ERA - Active