Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ALLIANCE OF WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 164428 · SD · Approved
- ASPEN PRIVATE ADVISORS, LLCRegistered Investment Advisers · CRD # 297639 · SD · Approved
- BIG SIOUX FINANCIAL, INC.Registered Investment Advisers · CRD # 299593 · SD · Approved
- BIRD DOG EQUITY PARTNERS, LLCExempt Reporting Advisers · CRD # 173702 · SD · ERA - Active
- BLUESTEM CAPITAL COMPANY, LLCExempt Reporting Advisers · CRD # 158461 · SD · ERA - Active
- CAPITALINE ADVISORS, LLCExempt Reporting Advisers · CRD # 319382 · SD · ERA - Active
- COMPASS FINANCIAL GROUP, INCRegistered Investment Advisers · CRD # 157109 · SD · Approved
- ELGETHUN CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 127616 · SD · Approved
- HAHN FINANCIAL GROUP INC.Registered Investment Advisers · CRD # 169787 · SD · Approved
- HI-LINE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 149522 · SD · Approved
- KFG, LLCRegistered Investment Advisers · CRD # 337331 · SD · Approved
- LAUER CAPITAL MANAGEMENT LTDRegistered Investment Advisers · CRD # 109660 · SD · Approved
- PARVIN ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 315701 · SD · Approved
- PARVIN FUND MANAGEMENT, LLCRegistered Investment Advisers · CRD # 311304 · SD · Approved
- PRAIRIE VIEW WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 341361 · SD · Approved
- SAGE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 136577 · SD · Approved
- STANDARD FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 301865 · SD · Approved