Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- R & R FINANCIAL PLANNERS, INC.Registered Investment Advisers · CRD # 113291 · NY · Approved
- R M DAVIS INCRegistered Investment Advisers · CRD # 105448 · ME · Approved
- R SQUARED BM LLCRegistered Investment Advisers · CRD # 308920 · CA · Approved
- R-SQUARED ADVISORS, LLCExempt Reporting Advisers · CRD # 315271 · ERA - Active
- R. F. LAFFERTY & CO., INC.Registered Investment Advisers · CRD # 2498 · NY · Approved
- R. S. CRUM, INC.Registered Investment Advisers · CRD # 158621 · CA · Approved
- R. SEEGER WEALTH MANAGEMENT, LTDRegistered Investment Advisers · CRD # 152258 · NY · Approved
- R. STEWART EADS INVESTMENT COUNSEL, INC.Registered Investment Advisers · CRD # 105524 · GA · Approved
- R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 137788 · FL · Approved
- R.H. DINEL INVESTMENT COUNSEL,INC.Registered Investment Advisers · CRD # 106688 · CA · Approved
- R.H. INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 115994 · AZ · Approved
- R.I.T. WEALTH ADVISORS INC.Registered Investment Advisers · CRD # 339934 · CA · Approved
- R.J. CLOUD ADVISORS & COMPANYRegistered Investment Advisers · CRD # 289371 · OK · Approved
- R.L. EVANS CO. INC.Registered Investment Advisers · CRD # 110699 · WA · Approved
- R.M.SINCERBEAUX CAPITAL MANAGEMENT, LLC.Registered Investment Advisers · CRD # 145159 · NY · Approved
- R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.Registered Investment Advisers · CRD # 131804 · MO · Approved
- R.V. KUHNS & ASSOCIATES, INC.Registered Investment Advisers · CRD # 18005 · OR · Approved
- R.W. ROGE & COMPANY, INCRegistered Investment Advisers · CRD # 104645 · NY · Approved
- R01 CAPITAL MANAGER LLCExempt Reporting Advisers · CRD # 329814 · FL · ERA - Active
- R1 CAPITAL, INC.Exempt Reporting Advisers · CRD # 343615 · OH · ERA - Active
- R136 MANAGEMENT - FZCOExempt Reporting Advisers · CRD # 325540 · ERA - Active
- R2 ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 325487 · Approved
- R2 CAPITAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 338490 · NE · Approved
- R3CS MANAGER LLCExempt Reporting Advisers · CRD # 334433 · CT · ERA - Active
- R7 PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 299385 · IL · ERA - Active
- RA CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 160174 · MA · Approved
- RAAB & MOSKOWITZ ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 111987 · NJ · Approved
- RAAS CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 344290 · NY · ERA - Active
- RABE INVESTMENT CONSULTING GROUPRegistered Investment Advisers · CRD # 316029 · OH · Approved
- RABENOLD ADVISORS, INC.Registered Investment Advisers · CRD # 283882 · NY · Approved
- RAC STRATEGIC PARTNERS LLCRegistered Investment Advisers · CRD # 342449 · 120-Day Approval
- RACE CAPITAL MANAGEMENT COMPANY, L.L.C.Exempt Reporting Advisers · CRD # 324710 · CA · ERA - Active
- RACHOR INVESTMENT ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 105495 · MI · Approved
- RACKHOUSE VENTURE MANAGEMENT LPExempt Reporting Advisers · CRD # 313694 · ERA - Active
- RACON CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 166508 · WI · ERA - Active
- RADAR GESTORA DE RECURSOS LTDA.Exempt Reporting Advisers · CRD # 175273 · ERA - Active
- RADCLIFF MANAGEMENT LLCRegistered Investment Advisers · CRD # 287589 · NY · Approved
- RADCLIFFE CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 136028 · PA · Approved
- RADEMACHER FINANCIAL, INC.Registered Investment Advisers · CRD # 114067 · KS · Approved
- RADIAL EQUITY PARTNERS LPRegistered Investment Advisers · CRD # 308513 · NY · Approved
- RADIAN CAPITAL LLCRegistered Investment Advisers · CRD # 288340 · NY · Approved
- RADIAN INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 325109 · NY · Approved
- RADIANT VENTURE MANAGEMENT L.L.C.Exempt Reporting Advisers · CRD # 339962 · ERA - Active
- RADIANX CAPITAL, LLCRegistered Investment Advisers · CRD # 298178 · NY · Approved
- RADICAL VENTURES INVESTMENTS INC.Exempt Reporting Advisers · CRD # 329337 · ERA - Active
- RADIUS WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 168159 · MA · Approved
- RADIX FINANCIAL, LLCRegistered Investment Advisers · CRD # 171159 · Approved
- RADIX ORGANIZATION, INC.Registered Investment Advisers · CRD # 172791 · NY · Approved
- RADNOR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159559 · PA · Approved
- RAE & LIPSKIE INVESTMENT COUNSEL INC.Registered Investment Advisers · CRD # 327652 · Approved