Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- S & CO., INC.Registered Investment Advisers · CRD # 110026 · MA · Approved
- S & D FINANCIAL, L.L.C.Registered Investment Advisers · CRD # 332415 · TX · Approved
- S & P FINANCIAL, INC.Registered Investment Advisers · CRD # 139358 · OR · Approved
- S & S WEALTH MANAGEMENT, L.P.Registered Investment Advisers · CRD # 130652 · TX · Approved
- S AND F INVESTMENT ADVISORS LIMITEDExempt Reporting Advisers · CRD # 312824 · ERA - Active
- S CAPITAL 2 VC MANAGEMENT LTDExempt Reporting Advisers · CRD # 308993 · ERA - Active
- S CAPITAL 3 VC MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 322099 · ERA - Active
- S CAPITAL 4 VC MANAGEMENT LTDExempt Reporting Advisers · CRD # 341230 · ERA - Active
- S CAPITAL VC MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 296465 · ERA - Active
- S CAPITAL WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 172591 · MN · Approved
- S HARRIS FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 151899 · TX · Approved
- S SQUARED TECHNOLOGY, LLCRegistered Investment Advisers · CRD # 124441 · Approved
- S. MUOIO & CO. LLCRegistered Investment Advisers · CRD # 155549 · NY · Approved
- S. R. SCHILL & ASSOCIATES, INC.Registered Investment Advisers · CRD # 105864 · WA · Approved
- S. WILLIAMS CAPITAL, LLCRegistered Investment Advisers · CRD # 173204 · NY · Approved
- S.A. MASON, LLCRegistered Investment Advisers · CRD # 151440 · MI · Approved
- S.B. VALUE PARTNERS, L.P.Registered Investment Advisers · CRD # 139162 · TX · Approved
- S.C. THOMAS & ASSOCIATES, CPA, LLCRegistered Investment Advisers · CRD # 121666 · OH · Approved
- S.E.E.D. PLANNING GROUP, LLCRegistered Investment Advisers · CRD # 188521 · NY · Approved
- S.F. EHRLICH ASSOCIATES, INC.Registered Investment Advisers · CRD # 121356 · NJ · Approved
- S.W. MITCHELL CAPITAL LLPRegistered Investment Advisers · CRD # 163494 · Approved
- S&A FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 110471 · KS · Approved
- S2 FUND MANAGER, LLCRegistered Investment Advisers · CRD # 323759 · TX · Approved
- S28 CAPITAL LLCExempt Reporting Advisers · CRD # 281047 · CA · ERA - Active
- S2F CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 314582 · SC · ERA - Active
- S2G INVESTMENTS, LLCRegistered Investment Advisers · CRD # 330022 · IL · Approved
- S3 CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 322956 · NY · Approved
- SA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 335680 · NY · Approved
- SAA ADVISORS, INC.Registered Investment Advisers · CRD # 148763 · WA · Approved
- SAAGA, LLCRegistered Investment Advisers · CRD # 327015 · FL · Approved
- SAAS CAPITAL, LLCRegistered Investment Advisers · CRD # 298213 · OH · Approved
- SAAS VENTURES, L.L.C.Exempt Reporting Advisers · CRD # 289393 · ERA - Active
- SAASTR FUND MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 284854 · ERA - Active
- SABA CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 154362 · NY · Approved
- SABA LT, LPRegistered Investment Advisers · CRD # 334114 · NY · Approved
- SABAL INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 169572 · CA · Approved
- SABANERA PRIVATE EQUITY MANAGER LLCExempt Reporting Advisers · CRD # 332175 · PR · ERA - Active
- SABBIA FARO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 306358 · Approved
- SABBY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 162659 · ERA - Active
- SABER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 166103 · NC · Approved
- SABERTOOTH CAPITAL, LLCExempt Reporting Advisers · CRD # 339778 · GA · ERA - Active
- SABI FUND I GP LLCExempt Reporting Advisers · CRD # 326511 · ERA - Active
- SABRE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 288889 · OH · Approved
- SACAJAWEA & COMPANY, LLCRegistered Investment Advisers · CRD # 109604 · Approved
- SACHEM HEAD CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 167173 · NY · Approved
- SACHEM HILL LLCRegistered Investment Advisers · CRD # 174210 · CO · Approved
- SACHEM INVESTMENT COUNSEL LLCRegistered Investment Advisers · CRD # 169332 · Approved
- SACHS CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 321106 · ERA - Active
- SACKETT WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 289950 · CA · Approved
- SACKS & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 174909 · NJ · Approved