SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 301–350 of 23,988Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- A3/C PARTNERS LLPExempt Reporting Advisers · CRD # 338882 · ERA - Active
- A4 WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 152397 · NC · Approved
- AA FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 119829 · OH · Approved
- AABARIS FUND MANAGEMENT LLCExempt Reporting Advisers · CRD # 282442 · ERA - Active
- AAC BENELUX HOLDING BVExempt Reporting Advisers · CRD # 167677 · ERA - Active
- AACP INVESTMENTS, LLCRegistered Investment Advisers · CRD # 314568 · NY · Approved
- AAF WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164646 · MA · Approved
- AAFMC LLCExempt Reporting Advisers · CRD # 287665 · VA · ERA - Active
- AARION MANAGEMENT LLCExempt Reporting Advisers · CRD # 342460 · NY · ERA - Active
- AARON WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 298079 · IL · Approved
- AAVIN EQUITY ADVISORS, LLCExempt Reporting Advisers · CRD # 170599 · IA · ERA - Active
- AAVISHKAAR VENTURE MANAGEMENT SERVICES PRIVATE LIMITEDExempt Reporting Advisers · CRD # 292206 · ERA - Active
- AB BROADLY SYNDICATED LOAN MANAGER LLCRegistered Investment Advisers · CRD # 308135 · TN · Approved
- AB CARVAL INVESTORS, LPRegistered Investment Advisers · CRD # 141819 · MN · Approved
- AB CUSTOM ALTERNATIVE SOLUTIONS LLCRegistered Investment Advisers · CRD # 110879 · TN · Approved
- AB MAGNITUDE VENTURES GROUP, LLCExempt Reporting Advisers · CRD # 309472 · ERA - Active
- AB PRIVATE CREDIT INVESTORS LLCRegistered Investment Advisers · CRD # 173027 · TX · Approved
- AB2 CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 318038 · FL · Approved
- ABAC CAPITAL MANAGER, SGEIC, S.A.U.Exempt Reporting Advisers · CRD # 307902 · ERA - Active
- ABAC CAPITAL S.L.Exempt Reporting Advisers · CRD # 284831 · ERA - Active
- ABAC SOLUTIONS MANAGER S.A.R.L.Exempt Reporting Advisers · CRD # 284881 · ERA - Active
- ABACUS CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 309295 · FL · Approved
- ABACUS CAPITAL GROUP LLCRegistered Investment Advisers · CRD # 157243 · NY · Approved
- ABACUS EQUITY PARTNERS LLCExempt Reporting Advisers · CRD # 335713 · NY · ERA - Active
- ABACUS FCF ADVISORS LLCRegistered Investment Advisers · CRD # 135152 · FL · Approved
- ABACUS INVESTMENTS LLCRegistered Investment Advisers · CRD # 327805 · AL · Approved
- ABACUS PLANNING GROUP, INC.Registered Investment Advisers · CRD # 107994 · SC · Approved
- ABACUS WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 128590 · CA · Approved
- ABAKKUS ASSET MANAGER PRIVATE LIMITEDExempt Reporting Advisers · CRD # 304571 · ERA - Active
- ABAX GLOBAL CAPITAL (HONG KONG) LIMITEDExempt Reporting Advisers · CRD # 161029 · ERA - Active
- ABBAEI MANAGER LLCExempt Reporting Advisers · CRD # 344811 · FL · ERA - Active
- ABBEY CAPITAL LIMITEDRegistered Investment Advisers · CRD # 153498 · Approved
- ABBEY STREET, LLCRegistered Investment Advisers · CRD # 305107 · MN · Approved
- ABBINGTON INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 174407 · ME · Approved
- ABBONDANDOLO WEALTH MANAGEMENT CORPRegistered Investment Advisers · CRD # 168081 · NY · Approved
- ABBOT FINANCIAL MANAGEMENT, INCRegistered Investment Advisers · CRD # 111040 · MA · Approved
- ABBOTT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 106332 · NY · Approved
- ABC ARBITRAGE ASSET MANAGEMENT S.A.Exempt Reporting Advisers · CRD # 161564 · ERA - Active
- ABDIEL CAPITAL ADVISORS, LPRegistered Investment Advisers · CRD # 161410 · NY · Approved
- ABEL FINANCIAL MANAGEMENT CO.Registered Investment Advisers · CRD # 121558 · Approved
- ABEL HALL, LLCRegistered Investment Advisers · CRD # 302076 · LA · Approved
- ABÉNEX CAPITALExempt Reporting Advisers · CRD # 321143 · ERA - Active
- ABENS FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 106604 · MN · Approved
- ABERDARE MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 163520 · CA · ERA - Active
- ABERDEEN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 108525 · IL · Approved
- ABERFORTH PARTNERS LLPExempt Reporting Advisers · CRD # 331982 · ERA - Active
- ABERNATHY GROUP II LLCRegistered Investment Advisers · CRD # 152401 · NY · Approved
- ABF INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 333541 · FL · Approved
- ABG & CO INVESTMENT MANAGEMENT LLCExempt Reporting Advisers · CRD # 341763 · NY · ERA - Active
- ABG CONSULTANTS, LLCRegistered Investment Advisers · CRD # 131129 · UT · Approved