Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- 44 NORTH CAPITAL, LLCRegistered Investment Advisers · CRD # 327552 · VT · Approved
- ADDISON ADVISORS LLCRegistered Investment Advisers · CRD # 154744 · VT · Approved
- ADDISONMANAGEMENT, INC.Exempt Reporting Advisers · CRD # 324234 · VT · ERA - Active
- ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312253 · VT · Approved
- BENNINGTON FINANCIAL PLANNING GROUPRegistered Investment Advisers · CRD # 116302 · VT · Approved
- BIRCHVIEW CAPITAL, LPRegistered Investment Advisers · CRD # 170534 · VT · Approved
- BULLROCK MANAGEMENT LLCExempt Reporting Advisers · CRD # 336768 · VT · ERA - Active
- CHAMPLAIN INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 132474 · VT · Approved
- CLEAN YIELD GROUP INCRegistered Investment Advisers · CRD # 104826 · VT · Approved
- COPPER LEAF FINANCIAL, LLCRegistered Investment Advisers · CRD # 285378 · VT · Approved
- DWV ADVISORS, LLCRegistered Investment Advisers · CRD # 154148 · VT · Approved
- ELEY FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 105057 · VT · Approved
- EQUINOX FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 312716 · VT · Approved
- EQUITY SERVICES, INC.Registered Investment Advisers · CRD # 265 · VT · Approved
- FARROW FINANCIAL INCRegistered Investment Advisers · CRD # 110526 · VT · Approved
- GAINGELS 10X CAPITAL DIVERSITY MANAGEMENT LLCExempt Reporting Advisers · CRD # 319530 · VT · ERA - Active
- GAINGELS MANAGEMENT LLCExempt Reporting Advisers · CRD # 317100 · VT · ERA - Active
- GAINGELS VENTURES LLCExempt Reporting Advisers · CRD # 317099 · VT · ERA - Active
- HANSON & DOREMUS INVESTMENT MANAGEMENTRegistered Investment Advisers · CRD # 108045 · VT · Approved
- HUTNER CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 107896 · VT · Approved
- INTRACK INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 106450 · VT · Approved
- M. KRAUS & COMPANYRegistered Investment Advisers · CRD # 106749 · VT · Approved
- MANCHESTER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 110003 · VT · Approved
- MAPLE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 130209 · VT · Approved
- MILNE FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 116346 · VT · Approved
- NLG CAPITAL LLCRegistered Investment Advisers · CRD # 109396 · VT · Approved
- ONE DAY IN JULY LLCRegistered Investment Advisers · CRD # 284335 · VT · Approved
- OTTO & ASSOCIATES, INC.Registered Investment Advisers · CRD # 109493 · VT · Approved
- PATHWAY FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 124801 · VT · Approved
- POULOS ADVISORS, INC.Registered Investment Advisers · CRD # 141905 · VT · Approved
- PRENTISS SMITH & COMPANY, INC.Registered Investment Advisers · CRD # 110928 · VT · Approved
- QUANTUM LEAP CAPITAL, LLCRegistered Investment Advisers · CRD # 165310 · VT · Approved
- ROCK POINT ADVISORS, LLCRegistered Investment Advisers · CRD # 130825 · VT · Approved
- SILVERLAKE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 165525 · VT · Approved
- STAGE 2 PLANNING PARTNERS LLCRegistered Investment Advisers · CRD # 323281 · VT · Approved
- TEUCRIUM INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 318799 · VT · Approved
- TRES PALMAS VENTURES LLCExempt Reporting Advisers · CRD # 323597 · VT · ERA - Active
- WESTVIEW MANAGEMENT LLCRegistered Investment Advisers · CRD # 305655 · VT · Approved
- WILLIAMS FINANCIAL, LLCRegistered Investment Advisers · CRD # 137038 · VT · Approved