SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 5,752 matchingSource: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- "THE PILOT'S ADVISOR," LLCRegistered Investment Advisers · CRD # 160241 · Approved
- 01VC ADVISOR LTDExempt Reporting Advisers · CRD # 302097 · ERA - Active
- 100X ENTREPRENEUR FUND ADVISORY, LLCExempt Reporting Advisers · CRD # 330125 · ERA - Active
- 1015 CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 328453 · Approved
- 10D CONSULTING SERVICES LTD.Exempt Reporting Advisers · CRD # 301521 · ERA - Active
- 10TH MOUNTAIN, LLCRegistered Investment Advisers · CRD # 285804 · Approved
- 1102 PARTNERS, LLCRegistered Investment Advisers · CRD # 313536 · Approved
- 111 CAPITALExempt Reporting Advisers · CRD # 305499 · ERA - Active
- 111 WEST CAPITAL LLCExempt Reporting Advisers · CRD # 325776 · ERA - Active
- 12 FLAGS CONSUMER FUND GPExempt Reporting Advisers · CRD # 343390 · ERA - Active
- 1270 CAPITAL LLCExempt Reporting Advisers · CRD # 171151 · ERA - Active
- 1291GROUP OF THE AMERICAS, LTDRegistered Investment Advisers · CRD # 174939 · Approved
- 13658058 CANADA INC.Exempt Reporting Advisers · CRD # 320631 · ERA - Active
- 1487297 B.C. LTD.Exempt Reporting Advisers · CRD # 334524 · ERA - Active
- 14PEAKS CAPITAL AGExempt Reporting Advisers · CRD # 322492 · ERA - Active
- 14W VENTURES GP LLCExempt Reporting Advisers · CRD # 283437 · ERA - Active
- 15706939 CANADA INC.Registered Investment Advisers · CRD # 329976 · Approved
- 17 SIGMA CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 326783 · ERA - Active
- 1745 VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 336619 · ERA - Active
- 18 SALISBURY CAPITAL LIMITEDExempt Reporting Advisers · CRD # 339058 · ERA - Active
- 1832 ASSET MANAGEMENT U.S. INC.Registered Investment Advisers · CRD # 120836 · Approved
- 1947 RISE, LLCExempt Reporting Advisers · CRD # 324923 · ERA - Active
- 1955 CAPITAL LLCExempt Reporting Advisers · CRD # 282854 · ERA - Active
- 1KX MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 319529 · ERA - Active
- 1N CAPITAL, LLCRegistered Investment Advisers · CRD # 309502 · Approved
- 1UP SERVICES L.L.C.Exempt Reporting Advisers · CRD # 307254 · ERA - Active
- 201 VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 341854 · ERA - Active
- 2020HL, LLCExempt Reporting Advisers · CRD # 322016 · ERA - Active
- 221B CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 329645 · ERA - Active
- 222 CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 335221 · ERA - Active
- 2N CAPITAL GP LLCExempt Reporting Advisers · CRD # 333796 · ERA - Active
- 3 FACTOR INDEXING, LLCRegistered Investment Advisers · CRD # 160356 · Approved
- 32 DEGREES CAPITAL ADVISOR LTD.Exempt Reporting Advisers · CRD # 162483 · ERA - Active
- 359 CAPITAL LLCExempt Reporting Advisers · CRD # 340334 · ERA - Active
- 36 SOUTH CAPITAL ADVISORS LLPRegistered Investment Advisers · CRD # 166406 · Approved
- 360 ONE ALTERNATES ASSET MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 333515 · ERA - Active
- 360 ONE ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 300914 · Approved
- 360 ONE CAPITAL PTE LTDExempt Reporting Advisers · CRD # 265789 · ERA - Active
- 360 ONE PORTFOLIO MANAGERS LIMITEDRegistered Investment Advisers · CRD # 307146 · Approved
- 36ONE INTERNATIONAL IC LIMITEDExempt Reporting Advisers · CRD # 331333 · ERA - Active
- 3D ADVISOR GROUP, INC.Registered Investment Advisers · CRD # 342109 · Approved
- 3D INVESTMENT PARTNERS PTE. LTD.Exempt Reporting Advisers · CRD # 282411 · ERA - Active
- 3I INVESTMENTS PLCExempt Reporting Advisers · CRD # 159880 · ERA - Active
- 3IQ DIGITAL ASSETS (US) INC.Exempt Reporting Advisers · CRD # 339627 · ERA - Active
- 3J CAPITAL PARTNERS LTDRegistered Investment Advisers · CRD # 292257 · Approved
- 3ONE4 CAPITAL FME IFSC LLPExempt Reporting Advisers · CRD # 329667 · ERA - Active
- 3P INVESTMENT MANAGERS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 330070 · ERA - Active
- 3PIM INTERNATIONAL (IFSC) LLPExempt Reporting Advisers · CRD # 337394 · ERA - Active
- 3RD CREEK INVESTMENTS, INC.Registered Investment Advisers · CRD # 115945 · Approved
- 3TECH MANAGEMENT LLCExempt Reporting Advisers · CRD # 334346 · ERA - Active