SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 2,202 matching (names starting with A)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- A & I FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 148357 · CO · Approved
- A BETTER WAY FINANCIAL, LLCRegistered Investment Advisers · CRD # 304914 · PA · Approved
- A CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 171174 · CA · ERA - Active
- A FIN MANAGEMENT LLCRegistered Investment Advisers · CRD # 315482 · FL · Approved
- A J FELDMAN FINANCIAL, LLCRegistered Investment Advisers · CRD # 154773 · Approved
- A SLING & A STONE, INCORPORATEDRegistered Investment Advisers · CRD # 134943 · TX · Approved
- A SMARTER WAY TO INVEST, INC.Registered Investment Advisers · CRD # 166170 · MI · Approved
- A-GRADE MANAGEMENT LLCExempt Reporting Advisers · CRD # 168124 · CA · ERA - Active
- A-STAR PARTNERS, LLCExempt Reporting Advisers · CRD # 316533 · CA · ERA - Active
- A-STREET MANAGEMENT LPRegistered Investment Advisers · CRD # 336707 · Approved
- A. J. PERRY & COMPANY, INC.Registered Investment Advisers · CRD # 107041 · MD · Approved
- A. N. CULBERTSON & COMPANY, INC.Registered Investment Advisers · CRD # 108341 · VA · Approved
- A. WALKER & CO, LLCExempt Reporting Advisers · CRD # 327323 · NY · ERA - Active
- A.G. CAMPBELL ADVISORY, LLCRegistered Investment Advisers · CRD # 162150 · MD · Approved
- A.G. MORGAN FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 173292 · NY · Approved
- A.G.P. / ALLIANCE GLOBAL PARTNERS, LLCRegistered Investment Advisers · CRD # 8361 · CT · Approved
- A.G.P. ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 339720 · NY · Approved
- A.L. STUART INVESTMENTS, LLCExempt Reporting Advisers · CRD # 158974 · CT · ERA - Active
- A.O. WEALTH ADVISORY,LLCRegistered Investment Advisers · CRD # 288301 · IA · Approved
- A.P. MOLLER CAPITAL P/SExempt Reporting Advisers · CRD # 335181 · ERA - Active
- A.R.T. ADVISORS, LLCRegistered Investment Advisers · CRD # 161643 · NY · Approved
- A.W. JONES ADVISORS, LLCRegistered Investment Advisers · CRD # 161260 · NY · Approved
- A&M CAPITAL ADVISORS, LPRegistered Investment Advisers · CRD # 163576 · CT · Approved
- A&M PRIVATE WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 331478 · FL · Approved
- A1 MANAGEMENT CO. LLCExempt Reporting Advisers · CRD # 326677 · IL · ERA - Active
- A100X FUND II ADVISOR LLCExempt Reporting Advisers · CRD # 334339 · ERA - Active
- A16Z CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 160489 · CA · Approved
- A16Z PERENNIAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 324429 · CA · Approved
- A3 CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 338956 · TX · Approved
- A3/C PARTNERS LLPExempt Reporting Advisers · CRD # 338882 · ERA - Active
- A4 WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 152397 · NC · Approved
- AA FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 119829 · OH · Approved
- AABARIS FUND MANAGEMENT LLCExempt Reporting Advisers · CRD # 282442 · ERA - Active
- AAC BENELUX HOLDING BVExempt Reporting Advisers · CRD # 167677 · ERA - Active
- AACP INVESTMENTS, LLCRegistered Investment Advisers · CRD # 314568 · NY · Approved
- AAF WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164646 · MA · Approved
- AAFMC LLCExempt Reporting Advisers · CRD # 287665 · VA · ERA - Active
- AARION MANAGEMENT LLCExempt Reporting Advisers · CRD # 342460 · NY · ERA - Active
- AARON WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 298079 · IL · Approved
- AAVIN EQUITY ADVISORS, LLCExempt Reporting Advisers · CRD # 170599 · IA · ERA - Active
- AAVISHKAAR VENTURE MANAGEMENT SERVICES PRIVATE LIMITEDExempt Reporting Advisers · CRD # 292206 · ERA - Active
- AB BROADLY SYNDICATED LOAN MANAGER LLCRegistered Investment Advisers · CRD # 308135 · TN · Approved
- AB CARVAL INVESTORS, LPRegistered Investment Advisers · CRD # 141819 · MN · Approved
- AB CUSTOM ALTERNATIVE SOLUTIONS LLCRegistered Investment Advisers · CRD # 110879 · TN · Approved
- AB MAGNITUDE VENTURES GROUP, LLCExempt Reporting Advisers · CRD # 309472 · ERA - Active
- AB PRIVATE CREDIT INVESTORS LLCRegistered Investment Advisers · CRD # 173027 · TX · Approved
- AB2 CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 318038 · FL · Approved
- ABAC CAPITAL MANAGER, SGEIC, S.A.U.Exempt Reporting Advisers · CRD # 307902 · ERA - Active
- ABAC CAPITAL S.L.Exempt Reporting Advisers · CRD # 284831 · ERA - Active
- ABAC SOLUTIONS MANAGER S.A.R.L.Exempt Reporting Advisers · CRD # 284881 · ERA - Active