Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- L & B REALTY ADVISORS, LLPRegistered Investment Advisers · CRD # 136654 · TX · Approved
- L & S ADVISORS, INCRegistered Investment Advisers · CRD # 140923 · CA · Approved
- L & W FINANCIAL, LLCRegistered Investment Advisers · CRD # 285310 · TX · Approved
- L 1 GLOBAL WEALTH LLCRegistered Investment Advisers · CRD # 337213 · FL · Approved
- L CAPITAL, LLCRegistered Investment Advisers · CRD # 277098 · CA · Approved
- L CATTERTON ASIA ADVISORSExempt Reporting Advisers · CRD # 162692 · ERA - Active
- L CATTERTON EUROPE SASExempt Reporting Advisers · CRD # 162124 · ERA - Active
- L SQUARED CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 288509 · CA · Approved
- L. C. BHANDARI & CO.Registered Investment Advisers · CRD # 158831 · Approved
- L. K. BENSON & COMPANY, P.C.Registered Investment Advisers · CRD # 107908 · MD · Approved
- L. ROY PAPP & ASSOCIATES, LLPRegistered Investment Advisers · CRD # 105130 · AZ · Approved
- L.D. LOWE WEALTH ADVISORY, INC.Registered Investment Advisers · CRD # 136596 · TX · Approved
- L.J. ALTFEST & CO., INC.Registered Investment Advisers · CRD # 110130 · NY · Approved
- L.J. BREY, INC.Registered Investment Advisers · CRD # 113996 · Approved
- L.S.Y., INCRegistered Investment Advisers · CRD # 38 · CA · Approved
- L'ATTITUDE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 312255 · CA · ERA - Active
- L&L PARTNERS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 140077 · NY · Approved
- L&R CAPITAL LIMITEDExempt Reporting Advisers · CRD # 312700 · ERA - Active
- L&S INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 285002 · FL · Approved
- L&S PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 339946 · OK · Approved
- L1 CAPITAL GLOBAL INC.Registered Investment Advisers · CRD # 310223 · FL · Approved
- L1 CAPITAL INTERNATIONAL PTY LTDExempt Reporting Advisers · CRD # 340623 · ERA - Active
- L1 CAPITAL PTY LTDExempt Reporting Advisers · CRD # 339479 · ERA - Active
- L1 GLOBAL MANAGER PTY LTDExempt Reporting Advisers · CRD # 318064 · ERA - Active
- L2 ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172688 · Approved
- L2 MANAGEMENT COMPANY II, LLCExempt Reporting Advisers · CRD # 322085 · PA · ERA - Active
- L2 POINT MANAGEMENT LLCRegistered Investment Advisers · CRD # 317924 · CA · Approved
- L2 VENTURES MANAGEMENT LLCExempt Reporting Advisers · CRD # 313804 · ERA - Active
- LA CROSSE FINANCIAL PLANNING INC.Registered Investment Advisers · CRD # 313361 · WI · Approved
- LA FAMIGLIA GMBHExempt Reporting Advisers · CRD # 318343 · ERA - Active
- LAB QUANTITATIVE STRATEGIES, LLCRegistered Investment Advisers · CRD # 312409 · CO · Approved
- LABURNUM CAPITAL ADVISORS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 311206 · ERA - Active
- LABYRINTH CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 307509 · CT · ERA - Active
- LACONIA ADVISORY SERVICES LLCExempt Reporting Advisers · CRD # 321749 · NY · ERA - Active
- LACROIX CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 342459 · ERA - Active
- LADD CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 105162 · CT · Approved
- LADDER CAPITAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 160383 · NY · Approved
- LADENBURG THALMANN ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 108604 · NY · Approved
- LAFAYETTE INVESTMENTS, INC.Registered Investment Advisers · CRD # 22471 · MD · Approved
- LAFAYETTE SQUARE FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 343749 · CA · 120-Day Approval
- LAFFER TENGLER INVESTMENTS, INC.Registered Investment Advisers · CRD # 108068 · TN · Approved
- LAFIRMA ASSET SERVICES S.C.Exempt Reporting Advisers · CRD # 307397 · ERA - Active
- LAFISE GLOBAL ADVISORS LLCRegistered Investment Advisers · CRD # 331244 · FL · Approved
- LAFLEUR & GODFREY LLCRegistered Investment Advisers · CRD # 168831 · MI · Approved
- LAGO ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305631 · IL · Approved
- LAGODA INVESTMENT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 170961 · NY · Approved
- LAGUNA BAY FUND 1 PTY LTDExempt Reporting Advisers · CRD # 316886 · ERA - Active
- LAGUNA BAY FUND 2 PTY LTDExempt Reporting Advisers · CRD # 316888 · ERA - Active
- LAGUNA WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 167847 · Approved
- LAIDLAW WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 150040 · NY · Approved