SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 1–50 of 732 matching (names starting with N)Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- N.E.W. ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 290405 · WI · Approved
- N.L.C. LLCRegistered Investment Advisers · CRD # 330231 · FL · Approved
- N.V.N.G. INVESTMENTS, INC.Registered Investment Advisers · CRD # 107446 · MI · Approved
- N10 ASSETS, LLC.Registered Investment Advisers · CRD # 342185 · CT · Approved
- N10 WEALTH, LLCRegistered Investment Advisers · CRD # 342013 · CT · Approved
- N2 CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 213516 · TX · ERA - Active
- N49P MANAGEMENT, LLCExempt Reporting Advisers · CRD # 322307 · ERA - Active
- NAAB CAPITAL LLCExempt Reporting Advisers · CRD # 330736 · ERA - Active
- NABITY-JENSEN INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 128455 · NE · Approved
- NADLER FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 122617 · IL · Approved
- NAHKODA CAPITAL MANAGEMENT USA, LLCExempt Reporting Advisers · CRD # 325591 · CA · ERA - Active
- NAKOMA CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 330825 · ERA - Active
- NALANDA CAPITAL PTE LTD.Exempt Reporting Advisers · CRD # 163183 · ERA - Active
- NAMSOFT ADVISORS, LLCRegistered Investment Advisers · CRD # 338837 · Approved
- NANO-CAP NEW MILLENNIUM ADVISORS, LLCExempt Reporting Advisers · CRD # 167671 · ERA - Active
- NANODIMENSION AGExempt Reporting Advisers · CRD # 315030 · ERA - Active
- NANODIMENSION, INC.Exempt Reporting Advisers · CRD # 162764 · CA · ERA - Active
- NANTAHALA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158081 · CT · Approved
- NANTAS LLCRegistered Investment Advisers · CRD # 336473 · Approved
- NANTUCKET MULTI MANAGERS, LLCRegistered Investment Advisers · CRD # 129024 · MI · Approved
- NAPIER FINANCIAL, LLCRegistered Investment Advisers · CRD # 336725 · MA · Approved
- NAPIER PARK GLOBAL CAPITAL (US) LPRegistered Investment Advisers · CRD # 166333 · NY · Approved
- NAPIER PARK GLOBAL CAPITAL LTDRegistered Investment Advisers · CRD # 157629 · Approved
- NAPLES ASSET MANAGEMENT CO., LLCRegistered Investment Advisers · CRD # 133978 · NC · Approved
- NAPLES GLOBAL ADVISORS LLCRegistered Investment Advisers · CRD # 158544 · FL · Approved
- NAPLES MONEY MANAGEMENT LLCRegistered Investment Advisers · CRD # 153499 · FL · Approved
- NAPLES WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 343247 · FL · 120-Day Approval
- NAPLES WEALTH PLANNING, LLCRegistered Investment Advisers · CRD # 330316 · FL · Approved
- NAPRAFORGO CREDIT KFT.Exempt Reporting Advisers · CRD # 313455 · ERA - Active
- NARDIS ADVISORS LLCRegistered Investment Advisers · CRD # 151517 · Approved
- NARROW GATE ENERGY, LLCExempt Reporting Advisers · CRD # 342433 · TX · ERA - Active
- NARROW GAUGE CAPITAL, LLCExempt Reporting Advisers · CRD # 294792 · ERA - Active
- NARROW WATER PARTNERS LTDExempt Reporting Advisers · CRD # 331676 · ERA - Active
- NARSAR ASSET MANAGEMENT LLCExempt Reporting Advisers · CRD # 335297 · CA · ERA - Active
- NARUS FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 173534 · UT · Approved
- NARWHAL CAPITAL MANAGMENT, LLCRegistered Investment Advisers · CRD # 135958 · GA · Approved
- NARYA CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 307707 · OH · ERA - Active
- NASDAQ ESOP INCExempt Reporting Advisers · CRD # 343563 · CO · ERA - Active
- NASEEB INCRegistered Investment Advisers · CRD # 330409 · Approved
- NASSAU ALTERNATIVE INVESTMENTS LLCRegistered Investment Advisers · CRD # 300006 · NY · Approved
- NASSAU CORAMERICA LLCRegistered Investment Advisers · CRD # 334332 · CA · Approved
- NASSAU GLOBAL CREDIT LLCRegistered Investment Advisers · CRD # 287937 · NY · Approved
- NASSAU PRIVATE CREDIT LLCRegistered Investment Advisers · CRD # 300220 · CT · Approved
- NATARE CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 294229 · CT · ERA - Active
- NATIONAL INVESTMENT AND INFRASTRUCTURE FUND LIMITEDExempt Reporting Advisers · CRD # 313045 · ERA - Active
- NATIONAL INVESTMENT SERVICES OF AMERICA, LLCRegistered Investment Advisers · CRD # 307169 · WI · Approved
- NATIONAL MUTUAL FUNDS MANAGEMENT LTDExempt Reporting Advisers · CRD # 324308 · ERA - Active
- NATIONAL REAL ESTATE ADVISORS, LLCRegistered Investment Advisers · CRD # 148615 · DC · Approved
- NATIONAL VENTURE DEVELOPMENTExempt Reporting Advisers · CRD # 162019 · CA · ERA - Active
- NATIONAL WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 174883 · OH · Approved