Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WINCAP FINANCIAL LLCRegistered Investment Advisers · CRD # 315798 · MA · Approved
- WINCH ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 110194 · WI · Approved
- WINCHESTER ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322300 · IL · Approved
- WINCORAM ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 312425 · TX · Approved
- WINCREST CAPITAL LTD.Exempt Reporting Advisers · CRD # 285460 · ERA - Active
- WIND POINT ADVISORS LLCRegistered Investment Advisers · CRD # 156485 · IL · Approved
- WINDHAM CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 299860 · NY · ERA - Active
- WINDJAMMER MANAGEMENT PARTNERS, L.P.Registered Investment Advisers · CRD # 160396 · CA · Approved
- WINDLE WEALTH, LLCRegistered Investment Advisers · CRD # 285653 · OK · Approved
- WINDMARK INVESTMENT PARTNERS, INC.Registered Investment Advisers · CRD # 131880 · DE · Approved
- WINDMILL CAPITAL LLCExempt Reporting Advisers · CRD # 164063 · NY · ERA - Active
- WINDMUEHLE, LLCExempt Reporting Advisers · CRD # 295685 · TX · ERA - Active
- WINDROCK WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 166124 · IL · Approved
- WINDROSE ADVISORS LLCRegistered Investment Advisers · CRD # 152145 · MA · Approved
- WINDROSE HEALTH INVESTORS, LLCRegistered Investment Advisers · CRD # 160311 · NY · Approved
- WINDSAIL CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 165352 · MA · ERA - Active
- WINDSHEAR MANAGEMENT INC.Exempt Reporting Advisers · CRD # 339256 · NY · ERA - Active
- WINDSOR ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 122266 · OH · Approved
- WINDSOR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 116593 · AZ · Approved
- WINDSOR HERITAGE CAPITALExempt Reporting Advisers · CRD # 339038 · NY · ERA - Active
- WINDWARD CAPITAL MANAGEMENT CORegistered Investment Advisers · CRD # 106908 · CA · Approved
- WINDWARD MANAGEMENT LPRegistered Investment Advisers · CRD # 316224 · Approved
- WINDWARD PRIVATE WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 113761 · KS · Approved
- WINDWARD WEALTH STRATEGIES, INC.Registered Investment Advisers · CRD # 175126 · WI · Approved
- WINEBRENNER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 154708 · KY · Approved
- WINFOREST LLCRegistered Investment Advisers · CRD # 329673 · Approved
- WING FINANCIAL INC.Registered Investment Advisers · CRD # 333826 · CA · Approved
- WING VENTURE MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 168461 · CA · ERA - Active
- WINGATE WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 105012 · MA · Approved
- WINGMAN GROWTH PARTNERS LPRegistered Investment Advisers · CRD # 337355 · CT · Approved
- WINGSPAN ADVISORS. LLCExempt Reporting Advisers · CRD # 340075 · CO · ERA - Active
- WINGSPAN CAPITAL, LLCRegistered Investment Advisers · CRD # 307759 · NY · Approved
- WINHALL MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 333430 · TN · ERA - Active
- WINNACLE WEALTH, LLCRegistered Investment Advisers · CRD # 317181 · TX · Approved
- WINNING POINTS ADVISORS, L.L.C.Registered Investment Advisers · CRD # 118077 · FL · Approved
- WINONA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162882 · IL · Approved
- WINSHORE CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 300347 · NY · Approved
- WINSLOW ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 106337 · OH · Approved
- WINSLOW CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 106940 · MN · Approved
- WINSTON CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 111450 · VA · Approved
- WINTER & ASSOCIATES, INC.Registered Investment Advisers · CRD # 310349 · MN · Approved
- WINTER CAPITAL, LLCExempt Reporting Advisers · CRD # 299890 · NY · ERA - Active
- WINTERBIRD PARTNERS LLCExempt Reporting Advisers · CRD # 337543 · ERA - Active
- WINTERS FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 309549 · CA · Approved
- WINTHROP ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 288178 · MA · Approved
- WINTHROP CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 145216 · IN · Approved
- WINTHROP PARTNERS - EPA, LLCRegistered Investment Advisers · CRD # 282098 · NY · Approved
- WINTHROP PARTNERS - WNY, LLCRegistered Investment Advisers · CRD # 282100 · NY · Approved
- WINTHROP PARTNERS - WPA, LLCRegistered Investment Advisers · CRD # 282102 · NY · Approved
- WINTHROP SQUARE CAPITAL, L.P.Registered Investment Advisers · CRD # 321630 · MA · Approved