Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WILLIAMS & NOVAK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 324173 · CA · Approved
- WILLIAMS AND SCHILLER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143049 · ID · Approved
- WILLIAMS CAPITAL MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 109412 · IL · Approved
- WILLIAMS FINANCIAL, LLCRegistered Investment Advisers · CRD # 137038 · VT · Approved
- WILLIAMS JONES WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301925 · NY · Approved
- WILLIAMS WEALTH MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 147341 · FL · Approved
- WILLIAMS, GARTH ALANRegistered Investment Advisers · CRD # 142563 · Approved
- WILLIAMSON LEGACY GROUP, LLCRegistered Investment Advisers · CRD # 318629 · Approved
- WILLING CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 310353 · Approved
- WILLIS ASSET FINANCE MANAGEMENT LLCRegistered Investment Advisers · CRD # 337254 · FL · Approved
- WILLIS INVESTMENT COUNSEL INCRegistered Investment Advisers · CRD # 111042 · GA · Approved
- WILLIS JOHNSON WEALTH, INC.Registered Investment Advisers · CRD # 119759 · TX · Approved
- WILLIS TOWERS WATSON SECURITIES, LLCRegistered Investment Advisers · CRD # 317602 · IL · Approved
- WILLNER & HELLER LLCRegistered Investment Advisers · CRD # 135406 · CA · Approved
- WILLOUGHBY INVESTMENTS, LLCExempt Reporting Advisers · CRD # 342092 · ERA - Active
- WILLOW ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 282487 · NY · Approved
- WILLOW CREEK CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 333911 · MT · Approved
- WILLOW CREEK WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 109240 · CA · Approved
- WILLOW FINANCIAL LLCRegistered Investment Advisers · CRD # 325785 · AR · Approved
- WILLOW GROVE ADVISORS, LLCRegistered Investment Advisers · CRD # 151993 · CA · Approved
- WILLOW GROWTH PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 323423 · ERA - Active
- WILLOW HILL REAL ESTATE PARTNERS LLCExempt Reporting Advisers · CRD # 335235 · TX · ERA - Active
- WILLOW PARTNER ADVISORS, LLCRegistered Investment Advisers · CRD # 333917 · MA · Approved
- WILLOW RIVER PARTNERS LLCExempt Reporting Advisers · CRD # 343272 · NY · ERA - Active
- WILLOW RUN ADVISORS, LLCRegistered Investment Advisers · CRD # 343930 · NY · Approved
- WILLOW TREE CAPITAL CORP ADVISORS LLCRegistered Investment Advisers · CRD # 328528 · NY · Approved
- WILLOW TREE CREDIT PARTNERS LPRegistered Investment Advisers · CRD # 287810 · NY · Approved
- WILLOW TREE CREDIT PARTNERS SBIC MANAGEMENT LPExempt Reporting Advisers · CRD # 333473 · NY · ERA - Active
- WILLOWRIDGE PARTNERS, INC.Registered Investment Advisers · CRD # 157116 · NY · Approved
- WILLOWTREE VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 336404 · ERA - Active
- WILLS FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 334431 · VA · Approved
- WILMAR ADVISORS LLCExempt Reporting Advisers · CRD # 323728 · ERA - Active
- WILMINGTON CAPITAL SECURITIES, LLCRegistered Investment Advisers · CRD # 133839 · NY · Approved
- WILMINGTON FUNDS MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 105163 · DE · Approved
- WILMINGTON TRUST ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 325489 · DE · Approved
- WILMINGTON TRUST INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 106909 · DE · Approved
- WILMINGTON TRUST INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 19396 · DE · Approved
- WILSEY ASSET MANAGEMENT INCORPORATEDRegistered Investment Advisers · CRD # 130482 · CA · Approved
- WILSHIRE ADVISORS LLCRegistered Investment Advisers · CRD # 6210 · CA · Approved
- WILSHIRE FINANCE PARTNERS, INC.Exempt Reporting Advisers · CRD # 169269 · CA · ERA - Active
- WILSHIRE LANE CAPITAL LPExempt Reporting Advisers · CRD # 318873 · CA · ERA - Active
- WILSHIRE LANE PARTNERS LLCExempt Reporting Advisers · CRD # 315143 · CA · ERA - Active
- WILSHIRE QUINN CAPITAL, INC.Registered Investment Advisers · CRD # 148012 · CA · Approved
- WILSON & BOUCHER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 134076 · Approved
- WILSON GROUP FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 339651 · FL · Approved
- WILSQUARE CAPITAL LLCRegistered Investment Advisers · CRD # 296504 · MO · Approved
- WIMA CAPITAL ASESOR EN INVERSIONES INDEPENDIENTE, S.A.P.I. DE CVRegistered Investment Advisers · CRD # 339562 · Approved
- WIMMER ASSOCIATES I, LLCRegistered Investment Advisers · CRD # 125243 · CA · Approved
- WIN ADVISORS, INCRegistered Investment Advisers · CRD # 300351 · FL · Approved
- WINANS INTERNATIONALRegistered Investment Advisers · CRD # 107125 · NV · Approved