Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WESTCLIFF CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 106676 · ERA - Active
- WESTCO ADVISORY SERVICES, INC.Registered Investment Advisers · CRD # 120755 · NY · Approved
- WESTECH INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 110429 · CA · Approved
- WESTEND CAPITAL MANAGEMENT, LLC.Registered Investment Advisers · CRD # 120545 · CA · Approved
- WESTERLY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 140089 · CA · Approved
- WESTERN ASSET MANAGEMENT COMPANY LIMITEDRegistered Investment Advisers · CRD # 110427 · Approved
- WESTERN ASSET MANAGEMENT COMPANY PTE LTDRegistered Investment Advisers · CRD # 142188 · Approved
- WESTERN ASSET MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 110441 · CA · Approved
- WESTERN FINANCIAL CORPORATIONRegistered Investment Advisers · CRD # 6118 · CA · Approved
- WESTERN NEW YORK FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 306083 · NY · Approved
- WESTERN PACIFIC WEALTH MANAGEMENT, LPRegistered Investment Advisers · CRD # 152714 · IL · Approved
- WESTERN RESEARCH AND MANAGEMENT, L.L.C.Exempt Reporting Advisers · CRD # 109509 · TX · ERA - Active
- WESTERN RESERVE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 329811 · OH · Approved
- WESTERN STANDARD, LLCRegistered Investment Advisers · CRD # 147864 · CA · Approved
- WESTERN WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 283545 · CO · Approved
- WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P.Registered Investment Advisers · CRD # 146990 · MA · Approved
- WESTFULLER ADVISORS, LLCRegistered Investment Advisers · CRD # 155054 · NY · Approved
- WESTHAMPTON CAPITAL, LLCRegistered Investment Advisers · CRD # 119176 · NC · Approved
- WESTHILL FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 152506 · CA · Approved
- WESTLAKE BIOPARTNERS, LLCExempt Reporting Advisers · CRD # 299325 · CA · ERA - Active
- WESTLY CAPITAL MANAGEMENT III, L.L.C.Exempt Reporting Advisers · CRD # 285571 · CA · ERA - Active
- WESTLY CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 161882 · CA · ERA - Active
- WESTMARK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 334109 · AZ · Approved
- WESTMINSTER FINANCIAL ADVISORY CORPRegistered Investment Advisers · CRD # 110283 · OH · Approved
- WESTMONT ADVISORY, LLCRegistered Investment Advisers · CRD # 343407 · TX · Approved
- WESTMOUNT PARTNERS, LLCRegistered Investment Advisers · CRD # 158857 · CA · Approved
- WESTOVER CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 126520 · DE · Approved
- WESTPARK CAPITAL, INC.Registered Investment Advisers · CRD # 39914 · CA · Approved
- WESTPARK WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 130914 · TX · Approved
- WESTPOINT WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310883 · OH · Approved
- WESTPORT CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 157493 · CT · Approved
- WESTRIVER MANAGEMENT, LLCRegistered Investment Advisers · CRD # 161921 · WA · Approved
- WESTROCK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174408 · AR · Approved
- WESTSHORE WEALTH, LLCRegistered Investment Advisers · CRD # 283843 · CA · Approved
- WESTSIDE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154522 · CA · Approved
- WESTSUMMIT CAPITAL MANAGEMENT L.P.Exempt Reporting Advisers · CRD # 163711 · ERA - Active
- WESTSUMMIT CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 326202 · ERA - Active
- WESTVIEW CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 157839 · MA · Approved
- WESTVIEW MANAGEMENT LLCRegistered Investment Advisers · CRD # 305655 · VT · Approved
- WESTWARD INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 281742 · KS · Approved
- WESTWARD MANAGEMENT COMPANY II LLCRegistered Investment Advisers · CRD # 300994 · WA · Approved
- WESTWAVE CAPITAL LLCExempt Reporting Advisers · CRD # 290174 · CA · ERA - Active
- WESTWIND CAPITALRegistered Investment Advisers · CRD # 106802 · NM · Approved
- WESTWOOD ADVISORS, L.L.CRegistered Investment Advisers · CRD # 132162 · TX · Approved
- WESTWOOD CREDIT ASSET MANAGEMENT LPExempt Reporting Advisers · CRD # 334666 · ERA - Active
- WESTWOOD GLOBAL INVESTMENTS LLCRegistered Investment Advisers · CRD # 125012 · UT · Approved
- WESTWOOD MANAGEMENT CORPRegistered Investment Advisers · CRD # 110269 · TX · Approved
- WESTWOOD WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 290658 · CA · Approved
- WETZEL INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 305301 · IN · Approved
- WEXFORD CAPITAL LPRegistered Investment Advisers · CRD # 108726 · FL · Approved