Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- WENDELL DAVID ASSOCIATES INCRegistered Investment Advisers · CRD # 106664 · NH · Approved
- WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 139237 · CA · Approved
- WERKLUND FAMILY OFFICE INC.Exempt Reporting Advisers · CRD # 305521 · ERA - Active
- WERLEMANN SECURITIES LLCRegistered Investment Advisers · CRD # 317777 · CA · Approved
- WERLINICH ASSET MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 125663 · Approved
- WERNAU ASSET MANAGEMENT INC.Registered Investment Advisers · CRD # 129473 · MA · Approved
- WERRUS ENERGY MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 289561 · TX · ERA - Active
- WERTZ YORK CAPITAL MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 115344 · FL · Approved
- WESBANCO BANK, INC.Registered Investment Advisers · CRD # 111907 · WV · Approved
- WESBANCO SECURITIES, INC.Registered Investment Advisers · CRD # 43276 · OH · Approved
- WESCAP MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 104759 · CA · Approved
- WESCOTT FINANCIAL ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 105989 · PA · Approved
- WESFAIR ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 295320 · NY · Approved
- WESPAC ADVISORS SOCAL, LLCRegistered Investment Advisers · CRD # 158413 · CA · Approved
- WESPAC ADVISORS, LLCRegistered Investment Advisers · CRD # 148242 · CA · Approved
- WEST ACRE CAPITAL, LLCExempt Reporting Advisers · CRD # 331526 · ERA - Active
- WEST ADVISORS, INCORPORATEDRegistered Investment Advisers · CRD # 157236 · Approved
- WEST BRANCH CAPITAL LLCRegistered Investment Advisers · CRD # 133813 · MA · Approved
- WEST BROW CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 335438 · TN · ERA - Active
- WEST ELK CAPITAL, LLCRegistered Investment Advisers · CRD # 292743 · GA · Approved
- WEST END SPV MANAGER LLCExempt Reporting Advisers · CRD # 340651 · ERA - Active
- WEST END WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 234791 · CO · Approved
- WEST FINANCIAL ADVISORS, L.L.C.Registered Investment Advisers · CRD # 142265 · IA · Approved
- WEST FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 137497 · VA · Approved
- WEST FINANCIAL STRATEGIES, INC.Registered Investment Advisers · CRD # 118241 · NC · Approved
- WEST FORK CAPITAL ADVISORS LLCExempt Reporting Advisers · CRD # 328340 · ERA - Active
- WEST HALL CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 300828 · CA · ERA - Active
- WEST HORIZON CAPITAL, LLCRegistered Investment Advisers · CRD # 337734 · NJ · Approved
- WEST MONROE CAPITAL, LLCExempt Reporting Advisers · CRD # 317408 · IL · ERA - Active
- WEST MOUNTAIN, LLCExempt Reporting Advisers · CRD # 144674 · FL · ERA - Active
- WEST PACES ADVISORS, INC.Registered Investment Advisers · CRD # 175512 · GA · Approved
- WEST RIDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 282718 · NV · Approved
- WEST RIM CAPITAL ASSOCIATES II, L.P.Registered Investment Advisers · CRD # 145085 · UT · Approved
- WEST RIM II UGP, LLCRegistered Investment Advisers · CRD # 339904 · UT · Approved
- WEST STAR MANAGEMENT LLCExempt Reporting Advisers · CRD # 339799 · CA · ERA - Active
- WEST TOWER GROUP, LLCRegistered Investment Advisers · CRD # 323520 · VA · Approved
- WEST WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 316644 · CA · Approved
- WESTBECK CAPITAL (DIFC) LIMITEDExempt Reporting Advisers · CRD # 331253 · ERA - Active
- WESTBECK CAPITAL MANAGEMENT LLPRegistered Investment Advisers · CRD # 324606 · Approved
- WESTBOUND EQUITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 306955 · CA · Approved
- WESTBOURNE CREDIT MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 301033 · ERA - Active
- WESTBOURNE INFRASTRUCTURE DEBT GP 2 LIMITEDExempt Reporting Advisers · CRD # 301035 · ERA - Active
- WESTBOURNE INVESTMENT ADVISORS INC.Registered Investment Advisers · CRD # 144571 · MD · Approved
- WESTBOURNE INVESTMENTS, INC.Registered Investment Advisers · CRD # 37499 · VA · Approved
- WESTBRIDGE CAPITAL US ADVISORS, LPRegistered Investment Advisers · CRD # 161527 · CA · Approved
- WESTBRIDGE FUND MANAGERS LIMITEDExempt Reporting Advisers · CRD # 282790 · ERA - Active
- WESTCAP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 301822 · CA · Approved
- WESTCHESTER CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 110961 · NE · Approved
- WESTCHESTER CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 155686 · NY · Approved
- WESTCHESTER CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 135955 · NY · Approved