SEC Investment Advisers Register · Public
Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 701–750 of 23,988Source: SEC Information About Registered Investment Advisers and Exempt Reporting Advisers
- AEQUIM ALTERNATIVE INVESTMENTS LPRegistered Investment Advisers · CRD # 293127 · CA · Approved
- AEQUITAS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 127625 · MA · Approved
- AERA FUNDS MANAGEMENT PTE. LTD.Exempt Reporting Advisers · CRD # 317467 · ERA - Active
- AEREF MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322495 · NY · Approved
- AERIE ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 333610 · WA · Approved
- AERMONT CAPITAL LLPExempt Reporting Advisers · CRD # 163201 · ERA - Active
- AERMONT CAPITAL MANAGEMENT S.A R.L.Exempt Reporting Advisers · CRD # 299262 · ERA - Active
- AERMONT ITALY S.R.L.Exempt Reporting Advisers · CRD # 339927 · ERA - Active
- AERODIGM WEALTH LLCRegistered Investment Advisers · CRD # 282312 · OR · Approved
- AESTUS CAPITAL, LLCExempt Reporting Advisers · CRD # 321068 · CA · ERA - Active
- AETERNITAS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 338936 · PA · Approved
- AETHER INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 149742 · CO · Approved
- AETHERIS DIVERSIFIED INC.Exempt Reporting Advisers · CRD # 335339 · CO · ERA - Active
- AETHON ENERGY MANAGEMENT LLCRegistered Investment Advisers · CRD # 173136 · TX · Approved
- AETNA ASSET ADVISORS, LLCRegistered Investment Advisers · CRD # 161282 · CT · Approved
- AETOS ALTERNATIVES MANAGEMENT, L.P.Registered Investment Advisers · CRD # 116761 · NY · Approved
- AETOS CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 315929 · NY · ERA - Active
- AEVF GP LPExempt Reporting Advisers · CRD # 335652 · ERA - Active
- AEW CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 108633 · MA · Approved
- AF ADVISORS, INC.Registered Investment Advisers · CRD # 149683 · CA · Approved
- AF SERIES, LLCExempt Reporting Advisers · CRD # 316383 · ERA - Active
- AF VC, LLCExempt Reporting Advisers · CRD # 299338 · CT · ERA - Active
- AFA FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342328 · UT · ERA - Active
- AFBI LPRegistered Investment Advisers · CRD # 331428 · NY · Approved
- AFC INSTITUTIONAL FUND MANAGER LLCExempt Reporting Advisers · CRD # 325265 · FL · ERA - Active
- AFC MANAGEMENT, LLCRegistered Investment Advisers · CRD # 311281 · FL · Approved
- AFF FUND MANAGER, LLCRegistered Investment Advisers · CRD # 281296 · GA · Approved
- AFF FUNDS, LLCExempt Reporting Advisers · CRD # 336074 · VA · ERA - Active
- AFFIANCE FINANCIAL LLCRegistered Investment Advisers · CRD # 113200 · MN · Approved
- AFFILIATED CAPITAL, LLCExempt Reporting Advisers · CRD # 329931 · FL · ERA - Active
- AFFILIATED FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 108154 · WI · Approved
- AFFILIATED PRIVATE INVESTORS LLCRegistered Investment Advisers · CRD # 111545 · FL · Approved
- AFFINITY ASSET ADVISORS, LLCRegistered Investment Advisers · CRD # 312788 · NY · Approved
- AFFINITY CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 166226 · CA · Approved
- AFFINITY EQUITY PARTNERS LIMITEDExempt Reporting Advisers · CRD # 161910 · ERA - Active
- AFFINITY INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 108278 · CA · Approved
- AFFINITY INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 117191 · NH · Approved
- AFFINITY WEALTH LLCRegistered Investment Advisers · CRD # 285169 · OH · Approved
- AFFINITY WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 290735 · DE · Approved
- AFFINIUS CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 316030 · TX · Approved
- AFFIRMA CAPITAL MANAGERS (SINGAPORE) PTE. LTDExempt Reporting Advisers · CRD # 335509 · ERA - Active
- AFFORDABLE CENTRAL TEXAS, INC.Exempt Reporting Advisers · CRD # 316786 · TX · ERA - Active
- AFG FIDUCIARY SERVICES LIMITED PARTNERSHIPRegistered Investment Advisers · CRD # 309943 · MA · Approved
- AFI CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 299317 · TX · ERA - Active
- AFINITIV LLCRegistered Investment Advisers · CRD # 305672 · WY · Approved
- AFINUM MANAGEMENT GMBHExempt Reporting Advisers · CRD # 289209 · ERA - Active
- AFLAC ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 304316 · NY · Approved
- AFO LIMITED, LLCExempt Reporting Advisers · CRD # 310558 · IL · ERA - Active
- AFORE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 285601 · CA · ERA - Active
- AFRICA MUTUAL GLOBAL INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 330587 · Approved