Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ADIRONDACK CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 133305 · NY · Approved
- ADIRONDACK FINANCIAL SERVICES CORPRegistered Investment Advisers · CRD # 126155 · NY · Approved
- ADIRONDACK RESEARCH & MANAGEMENT INC.Registered Investment Advisers · CRD # 130987 · NY · Approved
- ADIT VENTURES MANAGEMENT, LLCRegistered Investment Advisers · CRD # 283262 · NY · Approved
- ADITUM BIO MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 305442 · CA · ERA - Active
- ADJACENT VENTURES LLCExempt Reporting Advisers · CRD # 306888 · NY · ERA - Active
- ADJUVANT CAPITAL, LPExempt Reporting Advisers · CRD # 301716 · NY · ERA - Active
- ADKINS SEALE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 166749 · LA · Approved
- ADLERBERG CAPITAL LLCExempt Reporting Advisers · CRD # 344440 · CO · ERA - Active
- ADMIRAL CAPITAL PARTNERS, LLCExempt Reporting Advisers · CRD # 286422 · ERA - Active
- ADOLOS ASSET MANAGEMENTRegistered Investment Advisers · CRD # 315505 · Approved
- ADP I GP LIMITEDExempt Reporting Advisers · CRD # 284979 · ERA - Active
- ADP II GP LIMITEDExempt Reporting Advisers · CRD # 285019 · ERA - Active
- ADP III GP LIMITEDExempt Reporting Advisers · CRD # 300175 · ERA - Active
- ADP STRATEGIC PLAN SERVICES, LLCRegistered Investment Advisers · CRD # 286555 · NJ · Approved
- ADV PARTNERS CAPITAL MANAGEMENT LTD.Exempt Reporting Advisers · CRD # 285618 · ERA - Active
- ADVAITA CAPITAL LLCRegistered Investment Advisers · CRD # 325205 · MA · Approved
- ADVANCE CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 110767 · MI · Approved
- ADVANCE GLOBAL CAPITAL LTD.Exempt Reporting Advisers · CRD # 284467 · ERA - Active
- ADVANCED ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 140393 · MN · Approved
- ADVANCED ASSET MANAGEMENT ADVISORS, INC.Registered Investment Advisers · CRD # 119859 · OH · Approved
- ADVANCED CAPITAL GROUP, INC.Registered Investment Advisers · CRD # 109673 · MN · Approved
- ADVANCED FINANCIAL STRATEGIES INCRegistered Investment Advisers · CRD # 108296 · CA · Approved
- ADVANCED PLANNING ADVISORS GROUP INC.Registered Investment Advisers · CRD # 313101 · IL · Approved
- ADVANCED PORTFOLIO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 138769 · NY · Approved
- ADVANCED RETIREMENT SOLUTIONS, LLCRegistered Investment Advisers · CRD # 288022 · Approved
- ADVANCED WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284438 · FL · Approved
- ADVANCIT CAPITAL ADVISORS LLCExempt Reporting Advisers · CRD # 167928 · MA · ERA - Active
- ADVANTAGE ADVISERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 108180 · NY · Approved
- ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C.Registered Investment Advisers · CRD # 108178 · NY · Approved
- ADVANTAGE CAPITAL INVESTMENT ADVISER, LLCRegistered Investment Advisers · CRD # 171365 · LA · Approved
- ADVANTAGE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 171128 · NY · Approved
- ADVANTAGE INVESTING, INC.Registered Investment Advisers · CRD # 116059 · FL · Approved
- ADVANTAGE PARTNERS PTE. LTD.Exempt Reporting Advisers · CRD # 324136 · ERA - Active
- ADVANTECH CAPITAL ADVISORS II LIMITEDExempt Reporting Advisers · CRD # 300893 · ERA - Active
- ADVANTECH CAPITAL ADVISORS LTD.Exempt Reporting Advisers · CRD # 281747 · ERA - Active
- ADVAYA LLPExempt Reporting Advisers · CRD # 334239 · ERA - Active
- ADVENT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 113013 · NY · Approved
- ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLCRegistered Investment Advisers · CRD # 174333 · MA · Approved
- ADVENT INTERNATIONAL, L.P.Registered Investment Advisers · CRD # 105673 · MA · Approved
- ADVENT LIFE SCIENCES LLPExempt Reporting Advisers · CRD # 173031 · ERA - Active
- ADVENT PARTNERS PTY LTDExempt Reporting Advisers · CRD # 171232 · ERA - Active
- ADVENT-MORRO EQUITY PARTNERS, INC.Exempt Reporting Advisers · CRD # 162930 · PR · ERA - Active
- ADVERB VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 326839 · CA · ERA - Active
- ADVICE & PLANNING SERVICES LLCRegistered Investment Advisers · CRD # 283626 · PA · Approved
- ADVICE ONLY, PBCRegistered Investment Advisers · CRD # 334039 · CA · Approved
- ADVICEONE ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 111614 · CT · Approved
- ADVISIFI LLCRegistered Investment Advisers · CRD # 332477 · FL · Approved
- ADVISOR COMPLIANCE PARTNERS LLCRegistered Investment Advisers · CRD # 338484 · HI · Approved
- ADVISOR FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 118537 · NY · Approved