Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- YARGER WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 310207 · OH · Approved
- YAUPON CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 298556 · NY · Approved
- YCC CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342380 · ERA - Active
- YCG, LLCRegistered Investment Advisers · CRD # 145769 · TX · Approved
- YDFS, INC.Registered Investment Advisers · CRD # 128995 · Approved
- YEAR ZERO VENTURES GROUP LLCExempt Reporting Advisers · CRD # 341147 · CA · ERA - Active
- YEARWOOD YOUNG ADVISORS LLCRegistered Investment Advisers · CRD # 307719 · NY · Approved
- YELLOW WOOD PARTNERS LLCRegistered Investment Advisers · CRD # 161062 · MA · Approved
- YELLOWSTONE CAPITAL PARTNERS US, LLCRegistered Investment Advisers · CRD # 324681 · FL · Approved
- YES VC MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 298042 · CA · ERA - Active
- YESKE BUIE INC.Registered Investment Advisers · CRD # 143234 · VA · Approved
- YHB INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 105434 · CT · Approved
- YIELD CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 172281 · CA · ERA - Active
- YIELDPOINT, L.P.Registered Investment Advisers · CRD # 311859 · NY · Approved
- YIHENG CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 163812 · CA · Approved
- YIM INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 136984 · HI · Approved
- YK BIOVENTURES CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 332081 · CA · ERA - Active
- YK GLOBAL SECURITIES LIMITEDExempt Reporting Advisers · CRD # 335900 · CO · ERA - Active
- YLR MANAGEMENT LLCExempt Reporting Advisers · CRD # 328555 · NY · ERA - Active
- YLV MANAGEMENT LLCExempt Reporting Advisers · CRD # 168740 · CA · ERA - Active
- YODER WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 291826 · CA · Approved
- YOFFE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173454 · PA · Approved
- YOLO MANAGEMENT LLCExempt Reporting Advisers · CRD # 321815 · PR · ERA - Active
- YON DRAKE & ASSOCIATES INCRegistered Investment Advisers · CRD # 111491 · SC · Approved
- YORK CAPITAL MANAGEMENT GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 140336 · NY · Approved
- YORK IE HOLDINGS, LLCExempt Reporting Advisers · CRD # 304832 · NH · ERA - Active
- YORKTOWN MANAGEMENT AND RESEARCH CO INCRegistered Investment Advisers · CRD # 105083 · VA · Approved
- YORKTOWN PARTNERS LLCExempt Reporting Advisers · CRD # 162321 · NY · ERA - Active
- YORKVILLE ADVISORS GLOBAL, LPRegistered Investment Advisers · CRD # 165390 · NJ · Approved
- YORKVILLE AMERICA EQUITIES, LLCRegistered Investment Advisers · CRD # 336431 · NJ · Approved
- YOSEMITE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124298 · CA · Approved
- YOSEMITE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 326764 · CA · Approved
- YOSHI ADVISORY LLCRegistered Investment Advisers · CRD # 339574 · CA · 120-Day Approval
- YOUNG RICHARD C & CO LTDRegistered Investment Advisers · CRD # 105866 · RI · Approved
- YOUR ADVOCATES, LTD., LLPRegistered Investment Advisers · CRD # 138612 · TX · Approved
- YOUR FINANCIAL PHARMACIST PLANNING, LLCRegistered Investment Advisers · CRD # 282918 · OH · Approved
- YOUR IA, LLCRegistered Investment Advisers · CRD # 338535 · UT · Approved
- YOUR PRIVATE CLIENT GROUP, INC.Registered Investment Advisers · CRD # 292621 · Approved
- YOUSIF CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312511 · MI · Approved
- YPV MANAGEMENT LLCExempt Reporting Advisers · CRD # 336289 · ERA - Active
- YS BIOVENTURE MANAGE INC.Exempt Reporting Advisers · CRD # 321149 · ERA - Active
- YU CAPITAL, LLCExempt Reporting Advisers · CRD # 318385 · ERA - Active
- YU GALAXY LLCExempt Reporting Advisers · CRD # 323204 · ERA - Active
- YU STAR FUND I GP, LLCExempt Reporting Advisers · CRD # 318251 · CA · ERA - Active
- YUANBIO VENTURE CAPITAL II GP LTD.Exempt Reporting Advisers · CRD # 321150 · ERA - Active
- YUCAIPA MASTER MANAGER, LLCRegistered Investment Advisers · CRD # 158216 · CA · Approved
- YUKON PARTNERS MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 159991 · MN · Approved
- YUKON WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 109413 · KS · Approved
- YUNFENG CAPITAL LIMITEDExempt Reporting Advisers · CRD # 298599 · ERA - Active
- YUNISTONE INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 149728 · IL · Approved