Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- 360 ONE PORTFOLIO MANAGERS LIMITEDRegistered Investment Advisers · CRD # 307146 · Approved
- 3650 REIT INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 286013 · FL · Approved
- 36ONE INTERNATIONAL IC LIMITEDExempt Reporting Advisers · CRD # 331333 · ERA - Active
- 37SPRUCE INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 340176 · CT · Approved
- 3A CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 343132 · NY · Approved
- 3A PARTNERS, LLCExempt Reporting Advisers · CRD # 331371 · TX · ERA - Active
- 3B CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 300098 · TX · Approved
- 3B1 PARTNERS, LLCRegistered Investment Advisers · CRD # 300835 · NY · Approved
- 3CHOPT INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 319125 · VA · Approved
- 3D ADVISOR GROUP, INC.Registered Investment Advisers · CRD # 342109 · Approved
- 3D INVESTMENT PARTNERS PTE. LTD.Exempt Reporting Advisers · CRD # 282411 · ERA - Active
- 3EDGE ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 282059 · FL · Approved
- 3FOURTEEN & SMI ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 331301 · IN · Approved
- 3G CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 156934 · NY · Approved
- 3I CORPORATIONRegistered Investment Advisers · CRD # 159892 · NY · Approved
- 3I INVESTMENTS PLCExempt Reporting Advisers · CRD # 159880 · ERA - Active
- 3I MANAGEMENT LLCExempt Reporting Advisers · CRD # 327514 · NY · ERA - Active
- 3I PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 335656 · CA · ERA - Active
- 3IQ DIGITAL ASSETS (US) INC.Exempt Reporting Advisers · CRD # 339627 · ERA - Active
- 3J CAPITAL PARTNERS LTDRegistered Investment Advisers · CRD # 292257 · Approved
- 3L CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 294003 · CA · Approved
- 3LINES, LLCExempt Reporting Advisers · CRD # 305835 · CO · ERA - Active
- 3ONE4 CAPITAL FME IFSC LLPExempt Reporting Advisers · CRD # 329667 · ERA - Active
- 3P INVESTMENT MANAGERS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 330070 · ERA - Active
- 3PIM INTERNATIONAL (IFSC) LLPExempt Reporting Advisers · CRD # 337394 · ERA - Active
- 3RD CREEK INVESTMENTS, INC.Registered Investment Advisers · CRD # 115945 · Approved
- 3ROOTS WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 338300 · AZ · Approved
- 3SPOKE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 308919 · CA · Approved
- 3TECH MANAGEMENT LLCExempt Reporting Advisers · CRD # 334346 · ERA - Active
- 3W FUND MANAGEMENT LIMITEDExempt Reporting Advisers · CRD # 173724 · ERA - Active
- 4 MI YODEA LTDExempt Reporting Advisers · CRD # 318926 · ERA - Active
- 40/86 ADVISORS, INC.Registered Investment Advisers · CRD # 107740 · IN · Approved
- 400 CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 160089 · NY · Approved
- 401K GENERATIONRegistered Investment Advisers · CRD # 154279 · FL · Approved
- 42 AM, LLCRegistered Investment Advisers · CRD # 339735 · NY · Approved
- 424 CAPITAL, LLCRegistered Investment Advisers · CRD # 167462 · MA · Approved
- 44 NORTH CAPITAL, LLCRegistered Investment Advisers · CRD # 327552 · VT · Approved
- 44 WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 309647 · OR · Approved
- 442 CAPITAL PTY LTDRegistered Investment Advisers · CRD # 334382 · Approved
- 4490 VENTURE SERVICES, LLCExempt Reporting Advisers · CRD # 174389 · ERA - Active
- 46 PEAKS LLCRegistered Investment Advisers · CRD # 306902 · PA · Approved
- 4612 GROUP, LLCRegistered Investment Advisers · CRD # 287619 · GA · Approved
- 468 MANAGEMENT GMBHExempt Reporting Advisers · CRD # 310214 · ERA - Active
- 47TH STREET PARTNERS MANAGEMENT LLCExempt Reporting Advisers · CRD # 322318 · ERA - Active
- 49 PALMS VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 339401 · CA · ERA - Active
- 49 WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319484 · TX · Approved
- 4ALPHAS CAPITAL LLCExempt Reporting Advisers · CRD # 281565 · PA · ERA - Active
- 4BIO PARTNERS LLPExempt Reporting Advisers · CRD # 314372 · ERA - Active
- 4D ADVISORS, LLCRegistered Investment Advisers · CRD # 315045 · CA · Approved
- 4DX VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 308978 · NY · ERA - Active