SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 114 matching (names starting with W)Source: SEC Company Information About Active Broker-Dealers
- WESTCHESTER CAPITAL PLANNING, INC.Active Broker-Dealers · SEC file No. 00851213 · NY
- WESTCO INVESTMENT CORP.Active Broker-Dealers · SEC file No. 00838452 · NY
- WESTERN GROWERS FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00853458 · CA
- WESTERN STRATEGIC ASSETS, L.L.C.Active Broker-Dealers · SEC file No. 00853684 · TX
- WESTMINSTER FINANCIAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00838426 · OH
- WESTMINSTER INVESTMENT GROUP, INC.Active Broker-Dealers · SEC file No. 00851326 · PA
- WESTMINSTER RESEARCH ASSOCIATES LLCActive Broker-Dealers · SEC file No. 00828900 · NY
- WESTMORELAND CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00824116 · TX
- WESTPAC CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869113 · NY
- WESTPARK CAPITAL, INC.Active Broker-Dealers · SEC file No. 00848898 · CA
- WESTPORT FINANCIAL SERVICES, L.L.C.Active Broker-Dealers · SEC file No. 00848204 · FL
- WESTROCK CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00850450 · NY
- WESTWOOD CAPITAL, LLCActive Broker-Dealers · SEC file No. 00848745 · NY
- WFS, LLCActive Broker-Dealers · SEC file No. 00853565 · MA
- WHARTON MIDMARKET SECURITIES INC.Active Broker-Dealers · SEC file No. 00869265 · CT
- WHELAN ADVISORY CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870672 · FL
- WHITE MOUNTAIN CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852572 · FL
- WHITE OAK MERCHANT PARTNERS LLCActive Broker-Dealers · SEC file No. 00867283 · CA
- WHITEHALL CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868936 · FL
- WHITEMARSH CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00865988 · NJ
- WILDRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00871350 · CA
- WILLIAM BLAIR & COMPANY L.L.C.Active Broker-Dealers · SEC file No. 00802698 · IL
- WILLIAM HOOD & Co LLC.Active Broker-Dealers · SEC file No. 00870124 · NY
- WILLIAMS TRADING LLCActive Broker-Dealers · SEC file No. 00850372 · CT
- WILLIS TOWERS WATSON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870858 · NY
- WILLOW COVE INVESTMENT GROUP, INC.Active Broker-Dealers · SEC file No. 00853062 · WI
- WILLOW WEALTH MARKETS LLCActive Broker-Dealers · SEC file No. 00869506 · NY
- WILMINGTON CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867149 · NY
- WILSHIRE PACIFIC CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869451 · CA
- WILSON PARKER CONNALLY STEPHENSON INCActive Broker-Dealers · SEC file No. 00834061 · TX
- WILTON RE DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00871151 · IA
- WINDRIVER CAPITAL, LLCActive Broker-Dealers · SEC file No. 00851365 · UT
- WINKLEVOSS INSURANCE AGENCY, LLCActive Broker-Dealers · SEC file No. 00848544 · CT
- WINLO MANAGEMENT GROUP, LLCActive Broker-Dealers · SEC file No. 00869940 · TX
- WINTERFLOOD SECURITIES US CORPORATIONActive Broker-Dealers · SEC file No. 00870259 · NY
- WINTERMUTE USA LLCActive Broker-Dealers · SEC file No. 00871401 · NY
- WINTOUR & COMPANY, INC.Active Broker-Dealers · SEC file No. 00868719 · NY
- WISDOMTREE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870847 · NY
- WISE US ASSETS INCActive Broker-Dealers · SEC file No. 00871239 · NY
- WITHUM CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871044 · NJ
- WJ LYNCH INVESTOR SERVICES LLCActive Broker-Dealers · SEC file No. 00867335 · MA
- WNC CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00847101 · CA
- WOBD, LLCActive Broker-Dealers · SEC file No. 00869852 · OH
- WOLF A. POPPER, INC.Active Broker-Dealers · SEC file No. 00850915 · NJ
- WOLFPACK BROKERAGE SERVICESActive Broker-Dealers · SEC file No. 00871387 · NY
- WOLVERINE EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00865336 · IL
- WOLVERINE TRADING, LLCActive Broker-Dealers · SEC file No. 00847484 · IL
- WOMBAT CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869059 · NY
- WOOD WARREN & CO. SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867024 · CA
- WOODMEN FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00853592 · NE