SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 283 matching (names starting with S)Source: SEC Company Information About Active Broker-Dealers
- SMITH CAPITAL MARKETS, LLC.Active Broker-Dealers · SEC file No. 00865408 · TX
- SMITH, BROWN & GROOVER, INC.Active Broker-Dealers · SEC file No. 00813079 · GA
- SMITH, MOORE & CO.Active Broker-Dealers · SEC file No. 00827480 · MO
- SNC CAPITAL MANAGEMENT CORP.Active Broker-Dealers · SEC file No. 00833866 · IL
- SNOWBRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870363 · FL
- SNOWDEN ACCOUNT SERVICES LLCActive Broker-Dealers · SEC file No. 00868188 · NY
- SOFI SECURITIES LLCActive Broker-Dealers · SEC file No. 00868389 · CA
- SOGOTRADE, INC.Active Broker-Dealers · SEC file No. 00835930 · MO
- SOLEBURY CAPITAL LLCActive Broker-Dealers · SEC file No. 00867548 · PA
- SOLIC CAPITAL LLCActive Broker-Dealers · SEC file No. 00868942 · IL
- SOLOMON PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00843369 · NY
- SOMERSET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00811539 · OR
- SONENSHINE & COMPANY LLCActive Broker-Dealers · SEC file No. 00852819 · NY
- SORSBY FINANCIAL CORP.Active Broker-Dealers · SEC file No. 00848718 · TX
- SOUND INCOME WEALTH, LLCActive Broker-Dealers · SEC file No. 00871366 · FL
- SOUTH ATLANTIC ENTERPRISES, INC.Active Broker-Dealers · SEC file No. 00850006 · NC
- SOUTH STREET SECURITIES LLCActive Broker-Dealers · SEC file No. 00865770 · NY
- SOUTHEAST INVESTMENTS, N.C., INC.Active Broker-Dealers · SEC file No. 00850127 · NC
- SOUTHSTATE SECURITIES CORP.Active Broker-Dealers · SEC file No. 00818971 · TN
- SOVEREIGN GLOBAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00869274 · CO
- SOVEREIGN LEGACY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00800621 · NC
- SP SECURITIES LLCActive Broker-Dealers · SEC file No. 00866360 · TX
- SPARK CHANGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870529 · WA
- SPARRING PARTNERS CAPITAL LLCActive Broker-Dealers · SEC file No. 00866777 · NJ
- SPARTAN CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867801 · NY
- SPC CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870350 · CT
- SPEEDTRADER, INCActive Broker-Dealers · SEC file No. 00853035 · NY
- SPENCER CLARKE LLCActive Broker-Dealers · SEC file No. 00849362 · FL
- SPENCER-WINSTON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00824995 · NY
- SPIDERROCK EXS, LLCActive Broker-Dealers · SEC file No. 00868062 · IL
- SPIRE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867635 · VA
- SPP CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00848093 · NJ
- SPRINKLEBROKERAGE, INC.Active Broker-Dealers · SEC file No. 00869828 · CA
- SPROTT GLOBAL RESOURCE INVESTMENTS LTDActive Broker-Dealers · SEC file No. 00847039 · CA
- SQUARE GLOBAL U.S. LLCActive Broker-Dealers · SEC file No. 00868899 · NY
- SRT SECURITIES LLCActive Broker-Dealers · SEC file No. 00834415 · MI
- SS&C MARKET SERVICES, LLCActive Broker-Dealers · SEC file No. 00840530 · MA
- SSG CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868292 · PA
- ST GLOBAL MARKETS USA LLCActive Broker-Dealers · SEC file No. 00871021 · FL
- ST INVEST LLCActive Broker-Dealers · SEC file No. 00870135 · TN
- ST. BERNARD FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00847566 · AR
- STANCORP EQUITIES, INC.Active Broker-Dealers · SEC file No. 00837563 · OR
- STANDARD CHARTERED SECURITIES NORTH AMERICA LLCActive Broker-Dealers · SEC file No. 00866397 · NY
- STANDARD NEW YORK, INC.Active Broker-Dealers · SEC file No. 00869552 · NY
- STANLEY LAMAN GROUP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865856 · PA
- STAR MOUNTAIN ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868541 · NY
- STARK FINANCIAL INDUSTRIES LLCActive Broker-Dealers · SEC file No. 00841598 · FL
- STARLIGHT FUNDING INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00852424 · CA
- STARSHAK WINZENBURG & COActive Broker-Dealers · SEC file No. 00842370 · IL
- STARTENGINE PRIMARY LLCActive Broker-Dealers · SEC file No. 00870060 · CA