SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 283 matching (names starting with S)Source: SEC Company Information About Active Broker-Dealers
- SHASTA PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865665 · MA
- SHEA & COMPANY, LLCActive Broker-Dealers · SEC file No. 00868319 · MA
- SHEARMAN, RALSTON INC.Active Broker-Dealers · SEC file No. 00821190 · CT
- SHEARSON FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00848313 · FL
- SHELTER ROCK CAPITAL GROUP LLCActive Broker-Dealers · SEC file No. 00868818 · NY
- SHERMAN & COMPANY LLCActive Broker-Dealers · SEC file No. 00868725 · NC
- SHIELDS & COMPANY, INC.Active Broker-Dealers · SEC file No. 00844663 · MA
- SHILOH ADVISORS INC.Active Broker-Dealers · SEC file No. 00871403 · FL
- SHOPOFF SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867499 · CA
- SHOREBRIDGE CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869644 · NJ
- SHORELINEAMBROSE ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867357 · CA
- SHOT TOWER SECURITIES LLCActive Broker-Dealers · SEC file No. 00869380 · MD
- SI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869440 · NY
- SIA SECURITIES CORP.Active Broker-Dealers · SEC file No. 00846668 · MN
- SIDOTI & COMPANY, LLCActive Broker-Dealers · SEC file No. 00852141 · NY
- SIEBERT WILLIAMS SHANK & CO., LLCActive Broker-Dealers · SEC file No. 00849877 · NY
- SIENA GLOBAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868797 · CA
- SIG BROKERAGE, LPActive Broker-Dealers · SEC file No. 00852028 · PA
- SIGMA AMERICAS SECURITIES LLCActive Broker-Dealers · SEC file No. 00869616 · NY
- SIGMA FINANCIAL CORPORATIONActive Broker-Dealers · SEC file No. 00830466 · MI
- SIGNAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832948 · TX
- SIGNATURE ESTATE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00837065 · CA
- SIGNUM GROWTH CAPITAL LLCActive Broker-Dealers · SEC file No. 00870297 · CT
- SIGULER GUFF GLOBAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868996 · NY
- SIKICH CORPORATE FINANCE LLCActive Broker-Dealers · SEC file No. 00868096 · IL
- SILICON PRAIRIE CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00869625 · MN
- SILVER LEAF PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865902 · NY
- SILVER OAK SECURITIES, INCORPORATEDActive Broker-Dealers · SEC file No. 00851601 · TN
- SILVERBOX SECURITIES LLCActive Broker-Dealers · SEC file No. 00871136 · ID
- SILVERGROVE ADVISORS LLCActive Broker-Dealers · SEC file No. 00868301 · NY
- SILVERMARK PARTNERS LLCActive Broker-Dealers · SEC file No. 00867124 · TN
- SILVERWOOD PARTNERS LLCActive Broker-Dealers · SEC file No. 00853495 · MA
- SIMETRIA SECURITIES LLCActive Broker-Dealers · SEC file No. 00868982 · FL
- SIMPLEX TRADING, LLCActive Broker-Dealers · SEC file No. 00868556 · IL
- SIMPLICITY INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00847639 · NJ
- SINE QUA NON CAPITAL LLCActive Broker-Dealers · SEC file No. 00871223 · FL
- SISUNG SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00842121 · LA
- SIXTH STREET BD, LLCActive Broker-Dealers · SEC file No. 00869697 · NY
- SKA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853366 · OH
- SKILL CAPITAL ASSOCIATES LLCActive Broker-Dealers · SEC file No. 00869895 · NJ
- SKYPOINT CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870575 · GA
- SKYWAY CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00865702 · FL
- SKYWORKS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866190 · CT
- SLD AMERICA EQUITIES, INC.Active Broker-Dealers · SEC file No. 00847089 · PA
- SMBC NIKKO SECURITIES AMERICA, INC.Active Broker-Dealers · SEC file No. 00843852 · NY
- SMBC NIKKO SECURITIES CANADA, LTD.Active Broker-Dealers · SEC file No. 00870176 · NY
- SMEAD FUNDS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00869550 · ME
- SMG SECURITIES, INC.Active Broker-Dealers · SEC file No. 00835184 · NY
- SMH CAPITAL INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00840904 · TX
- SMI CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868794 · WA