SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 283 matching (names starting with S)Source: SEC Company Information About Active Broker-Dealers
- SCULLY CAPITAL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00838388 · DC
- SDR CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869430 · CO
- SEABROOK PARTNERS LLCActive Broker-Dealers · SEC file No. 00868807 · FL
- SEABURY SECURITIES LLCActive Broker-Dealers · SEC file No. 00849624 · NY
- SEACAP SECURITIES LLCActive Broker-Dealers · SEC file No. 00866804 · NY
- SEALION CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869480 · IN
- SEALY INVESTMENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870340 · TX
- SEAPORT GLOBAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00853535 · NY
- SEAPORT SECURITIES CORP.Active Broker-Dealers · SEC file No. 00824971 · NY
- SEARLE & CO.Active Broker-Dealers · SEC file No. 00828600 · CT
- SEB SECURITIES, INC.Active Broker-Dealers · SEC file No. 00840644 · NY
- SECFI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870457 · NY
- SECOND STREET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849829 · CA
- SECU BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00837927 · NC
- SECURE PLANNING, LLCActive Broker-Dealers · SEC file No. 00849737 · NH
- SECURIAN FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00831955 · MN
- SECURITIES CLUB BROKER-DEALER, LLCActive Broker-Dealers · SEC file No. 00869814 · FL
- SECURITIES EQUITY GROUPActive Broker-Dealers · SEC file No. 00851706 · CA
- SECURITIES MANAGEMENT AND RESEARCH, INC.Active Broker-Dealers · SEC file No. 00812745 · IA
- SECURITIZE MARKETS, LLCActive Broker-Dealers · SEC file No. 00869743 · FL
- SECURITY CAPITAL BROKERAGE, INC.Active Broker-Dealers · SEC file No. 00846669 · GA
- SECURITY DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00810781 · KS
- SEI INVESTMENTS DISTRIBUTION CO.Active Broker-Dealers · SEC file No. 00827897 · PA
- SELECT CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00867772 · TX
- SELKIRK INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00824054 · WA
- SEMINARIO SECURITIES LLCActive Broker-Dealers · SEC file No. 00870773 · FL
- SENAHILL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869215 · NY
- SENDERO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867834 · TX
- SENTINEL BROKERS COMPANY, INC.Active Broker-Dealers · SEC file No. 00849005 · FL
- SENTINEL SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00853142 · MA
- SENTRY EQUITY SERVICES, INC.Active Broker-Dealers · SEC file No. 00815078 · WI
- SEQUEL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866778 · VA
- SEQUENCE FINANCIAL SPECIALISTS LLCActive Broker-Dealers · SEC file No. 00866657 · SC
- SEQUOIA EQUITIES SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00829868 · CA
- SERA GLOBAL SECURITIES US LLCActive Broker-Dealers · SEC file No. 00869752 · GA
- SERENDIPITY SECURITIES LLCActive Broker-Dealers · SEC file No. 00871292 · FL
- SETTER CAPITAL INC.Active Broker-Dealers · SEC file No. 00867403
- SEVEN POINTS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867644 · NY
- SEVENPOINT PARTNERS LLCActive Broker-Dealers · SEC file No. 00871287 · NJ
- SEXTANT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869772 · NY
- SF INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00834069 · IL
- SG AMERICAS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866125 · NY
- SGI SECURITIES LLCActive Broker-Dealers · SEC file No. 00868732 · NY
- SGMA CAPITAL MARKETS LIMITEDActive Broker-Dealers · SEC file No. 00866911 · NY
- SGP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871225 · NY
- SHANNON ADVISORS LLCActive Broker-Dealers · SEC file No. 00868243 · IL
- SHARE FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00816207 · TX
- SHAREGAIN SECURITIES INCActive Broker-Dealers · SEC file No. 00870867 · NY
- SHAREHOLDERS SERVICE GROUP, LLCActive Broker-Dealers · SEC file No. 00865778 · CA
- SHARENETT SECURITIES LLCActive Broker-Dealers · SEC file No. 00868326 · NY