Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ROCKET DOLLAR CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870697 · TX
- ROCKFLEET FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00868139 · FL
- ROCKLAND SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866057 · NJ
- RODMAN & RENSHAW, LLCActive Broker-Dealers · SEC file No. 00869671 · NY
- ROMANO BROTHERS AND COMPANYActive Broker-Dealers · SEC file No. 00814213 · IL
- RONDEIVU SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870931 · CT
- RONDOUT PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870190 · NY
- ROOSEVELT & CROSS, INCORPORATEDActive Broker-Dealers · SEC file No. 00819363 · NY
- ROSE & CO. CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869298 · NY
- ROSENBLATT SECURITIES INC.Active Broker-Dealers · SEC file No. 00824255 · NY
- ROTH CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00832129 · CA
- ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00867320 · NY
- ROTHSCHILD & CO US INC.Active Broker-Dealers · SEC file No. 00813852 · NY
- ROTHSCHILD INVESTMENT LLCActive Broker-Dealers · SEC file No. 00816429 · IL
- ROYCE FUND SERVICES, LLCActive Broker-Dealers · SEC file No. 00828663 · NY
- RPP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870761 · NY
- RQD* CLEARING, LLCActive Broker-Dealers · SEC file No. 00866826 · NY
- RSP INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00869046 · DC
- RUBINBROWN CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00870975 · MO
- RUCKER CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866084 · NJ
- RUFFER LLCActive Broker-Dealers · SEC file No. 00870952 · NY
- RUSSELL INVESTMENTS FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00839227 · WA
- RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLCActive Broker-Dealers · SEC file No. 00800220 · WA
- RYAN TAX CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871024 · NY