SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 124 matching (names starting with R)Source: SEC Company Information About Active Broker-Dealers
- RELIANCE CAPITAL MANAGEMENT ADVISORS LLCActive Broker-Dealers · SEC file No. 00866505 · CA
- REMSENBURG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870964 · NY
- RENAISSANCE INSTITUTIONAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00866971 · NY
- RENAISSANCE MACRO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869079 · CT
- RENCAP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848011 · NY
- REPUBLIC CAPITAL GROUP HOLDINGS LLCActive Broker-Dealers · SEC file No. 00871334 · NY
- REPUBLIC PARTNERS, LLCActive Broker-Dealers · SEC file No. 00869677 · IL
- RESEARCH CAPITAL USA INC.Active Broker-Dealers · SEC file No. 00848795
- RESOLUTE INVESTMENT DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00869912 · TX
- RETIREMENT PLAN ADVISORS SERVICES, LLCActive Broker-Dealers · SEC file No. 00853159 · MO
- RETIREONE INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00869640 · KY
- RETOKENS CAPITAL LLCActive Broker-Dealers · SEC file No. 00871290 · WA
- REVA CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00852985 · NY
- REVERE MERCHANT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869486 · NY
- REVERE SECURITIES LLCActive Broker-Dealers · SEC file No. 00830511 · NY
- REVL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869634 · PA
- REVOLUT SECURITIES INC.Active Broker-Dealers · SEC file No. 00870365 · NY
- REYNOLDS ADVISORY PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867918 · CO
- RF M&A SERVICES LLCActive Broker-Dealers · SEC file No. 00868621 · NC
- RFS PARTNERSActive Broker-Dealers · SEC file No. 00836128 · CO
- RHODA AND CO LLCActive Broker-Dealers · SEC file No. 00870482 · NY
- RHODES SECURITIES, INC.Active Broker-Dealers · SEC file No. 00837689 · TX
- RHONE GROUP ADVISORS LLCActive Broker-Dealers · SEC file No. 00853003 · NY
- RIALTO MARKETS LLCActive Broker-Dealers · SEC file No. 00869756 · FL
- RICE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00839085 · NY
- RICHARD JAMES & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00869352 · NY
- RICHARDS, MERRILL & PETERSON, INC.Active Broker-Dealers · SEC file No. 00800071 · WA
- RIDGEBACK SECURITIES, LTDActive Broker-Dealers · SEC file No. 00865298 · TX
- RIDGEVIEW CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866128 · UT
- RIEDL FIRST SECURITIES COMPANY OF KANSASActive Broker-Dealers · SEC file No. 00845164 · KS
- RINCON SECURITIES GROUP LLCActive Broker-Dealers · SEC file No. 00870408 · CA
- RISE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00867787 · FL
- RISEVEST FINANCIAL SECURITIES LIMITEDActive Broker-Dealers · SEC file No. 00868336 · NY
- RIVERSOURCE DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00867196 · MN
- RIVINGTON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865329 · TX
- RKCA, INC.Active Broker-Dealers · SEC file No. 00835572 · OH
- RMB SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00870765 · NY
- RNR SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00850366 · NY
- ROBERT A. STANGER & COMPANY, INC.Active Broker-Dealers · SEC file No. 00827120 · NJ
- ROBERT BLUM MUNICIPALS, INC.Active Broker-Dealers · SEC file No. 00848287 · CA
- ROBERT W. BAIRD & CO. INCORPORATEDActive Broker-Dealers · SEC file No. 00800497 · WI
- ROBERTS & RYAN, INC.Active Broker-Dealers · SEC file No. 00837469 · NY
- ROBERTSON STEPHENS CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870034 · CA
- ROBINHOOD FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00869188 · FL
- ROBINHOOD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869916 · FL
- ROBOTTI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00828886 · NY
- ROBUS CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00869721 · PR
- ROC GLOBAL LLCActive Broker-Dealers · SEC file No. 00868605 · NY
- ROCKDALE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869392 · UT
- ROCKEFELLER FINANCIAL LLCActive Broker-Dealers · SEC file No. 00870054 · NY