Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- PREVAIL CAPITAL LLCActive Broker-Dealers · SEC file No. 00867378 · FL
- PRICEWATERHOUSECOOPERS CORPORATE FINANCE LLCActive Broker-Dealers · SEC file No. 00849443 · NY
- PRIME CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870570 · IL
- PRIME DEALER SERVICES CORP.Active Broker-Dealers · SEC file No. 00847025 · MD
- PRIME DECISION CONSULTING LLCActive Broker-Dealers · SEC file No. 00870042 · NY
- PRIME EXECUTIONS, INC.Active Broker-Dealers · SEC file No. 00843985 · NY
- PRIME NUMBER CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870118 · NY
- PRIMERICA BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00870965 · GA
- PRIMUS FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870491 · FL
- PRINCIPAL FUNDS DISTRIBUTOR, INC.Active Broker-Dealers · SEC file No. 00850200 · IA
- PRINCIPAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00813975 · IA
- PRISM FINANCIAL PRODUCTS LPActive Broker-Dealers · SEC file No. 00870465 · NY
- PRIVAL SECURITIES USA, INC.Active Broker-Dealers · SEC file No. 00871396 · FL
- PRIVATE BROKERS, LLCActive Broker-Dealers · SEC file No. 00869181 · NY
- PRIVATE CLIENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00868183 · KY
- PRIVATE PLACEMENT INSURANCE PRODUCTS, LLCActive Broker-Dealers · SEC file No. 00867284 · ND
- PRIVATE PORTFOLIO, INC.Active Broker-Dealers · SEC file No. 00847421 · CA
- PROBITAS FUNDS GROUP, LLCActive Broker-Dealers · SEC file No. 00853512 · CA
- PROFESSIONAL TRADING SERVICES BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00865173 · NJ
- PROFINANCIAL, INC.Active Broker-Dealers · SEC file No. 00832026 · NY
- PROFOR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866974 · NY
- PROFUNDS DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00837601 · MD
- PROMETHEUM CAPITAL LLCActive Broker-Dealers · SEC file No. 00870739 · NY
- PROMETHEUM EMBER ATS INC.Active Broker-Dealers · SEC file No. 00870624 · NY
- PROMETHEUS FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870691 · FL
- PROOF SERVICES LLCActive Broker-Dealers · SEC file No. 00870450 · NY
- PROPEL ADVISORY GROUP, INC.Active Broker-Dealers · SEC file No. 00869124 · FL
- PROSPECTA EQUITY PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871214 · FL
- PROSPERA FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00828164 · TX
- PROSPERUM SECURITIES LLC DBA AVANT-GARDE TRADING SECURITIESActive Broker-Dealers · SEC file No. 00870068 · IL
- PROVABLE MARKETS LLCActive Broker-Dealers · SEC file No. 00870667 · NY
- PRUCO SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00816402 · NJ
- PRUDENTIAL ANNUITIES DISTRIBUTORS, INCActive Broker-Dealers · SEC file No. 00839058 · CT
- PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00836540 · NJ
- PTI SECURITIES & FUTURES L.P.Active Broker-Dealers · SEC file No. 00844412 · IL
- PTR, INC.Active Broker-Dealers · SEC file No. 00839854 · NJ
- PUBLIC VENTURES, LLCActive Broker-Dealers · SEC file No. 00849951 · TX
- PUENTE SERVICIOS FINANCIEROS LLCActive Broker-Dealers · SEC file No. 00870412 · FL
- PULLMAN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00851234 · CA
- PUMA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867849 · NY
- PUNDION LLCActive Broker-Dealers · SEC file No. 00868784 · NY
- PURESTREAM, LLCActive Broker-Dealers · SEC file No. 00870472 · NY
- PURSHE KAPLAN STERLING INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00846844 · NY
- PWA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870938 · FL
- PYRAMID FUNDS CORPORATIONActive Broker-Dealers · SEC file No. 00812769 · NY
- PZENA FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00869390 · NY