Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- OPES BESPOKE SECURITIES LLCActive Broker-Dealers · SEC file No. 00866262 · NY
- OPOC BROKER-DEALER, LLCActive Broker-Dealers · SEC file No. 00870183 · OH
- OPPENHEIMER & CO. INC.Active Broker-Dealers · SEC file No. 00804077 · NY
- OPPORTUNE PARTNERS LLCActive Broker-Dealers · SEC file No. 00870085 · TX
- OPTIMAL MARKET TECHNOLOGIES, LLCActive Broker-Dealers · SEC file No. 00871367 · NY
- OPTIMX SECURITIES LLCActive Broker-Dealers · SEC file No. 00870041 · CT
- OPTIONALITY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870680 · PA
- OPTIVER EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00870932 · IL
- OPTIVER US LLCActive Broker-Dealers · SEC file No. 00866083 · IL
- OPTSECURITIES, LLCActive Broker-Dealers · SEC file No. 00851811 · NC
- ORBIS INVESTMENTS (U.S.), LLCActive Broker-Dealers · SEC file No. 00869517 · ME
- ORCHARD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866719 · UT
- ORIENTAL FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00844516 · PR
- ORTEX SECURITIES LLCActive Broker-Dealers · SEC file No. 00870978 · FL
- OSAIC INSTITUTIONS, INC.Active Broker-Dealers · SEC file No. 00846661 · CT
- OSAIC SERVICES, INC.Active Broker-Dealers · SEC file No. 00866771 · AZ
- OSAIC WEALTH, INC.Active Broker-Dealers · SEC file No. 00840218 · AZ
- OSCAR GRUSS & SON INCORPORATEDActive Broker-Dealers · SEC file No. 00822371 · NY
- OTC LINK LLCActive Broker-Dealers · SEC file No. 00868596 · NY
- OUTCOME CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852060 · MA
- OUTSET GLOBAL TRADING LIMITEDActive Broker-Dealers · SEC file No. 00869657 · NY